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Online Resumes with "Compliance Office"
Financial Services Compliance Officer
Senior Compliance Officer
Tags for this Online Resume: Banking, Policies & Procedures, Marketing, Compliance, Regulations, Systems Improvement
Quality Assurance Analyst
Tags for this Online Resume: quality assurance analyst, quality control specialist, quality assurance, quality control, mortgage specialist, quality control analyst
Chief compliance officer, Lawyer corporate
$ 150k +
Tags for this Online Resume: Legal Compliance, FCPA, Legal drafting, Acquisitions, INternational, Management
Compliance office - 12 years experience
To obtain a challenging and rewarding career as a Compliance Officer in the financial services industry; which will utilize my 20+ years of demonstrated success and accomplishments. I am an experienced leader focusing on compliance exception reporting, in-depth internal examinations, communicating and offering corrective measures.
Chief Compliance Officer/VP of Operations 23 yrs
My goal is to find a position where my extensive experience and knowledge can be of assistance to an organization achieving their business objectives.
Tags for this Online Resume: Healthcare Compliance, Healthcare Operations, Training, Auditing, Seniore Management, Policy Development & Implementation
Finance Management and Administration
Tags for this Online Resume: Contract Administrator, Sales Manager, Finance Account Executive, Credit Analyst, Compliance Officer, Underwriter
Safety Trainer
Promote a safe work environment for all employees
Tags for this Online Resume: Computer literate, employee safety, data entry, Campaign director, quickbooks, traingin, worker's compensation, OSHA, marine, safety training
Compliance Officer - PMP/BA
Successful and seasoned Professional with more than 20 years of Operations Management, Business Analysis and Compliance Expertise. Specific Areas of Excellence that will benefit your Enterprise include: • GRC Oversight • Organizational Development • Industrial Organization • Change Management/Process Implementation • Project Management • Business Intelligence Analysis • Risk/Fraud/QC audits • Federal and State Complianc...
Director of Clinical Research Compliance
Manage and Direct Clinical Research Compliance and Monitoring
Tags for this Online Resume: Research Compliance, Auditing and Monitoring, Research Compliance Officer, IND, IDE and Public Health studies, Supervise research staff, Create and manage budgets
Wealth Management and Investment Portfolio Management Professional
I am a goal-oriented investment professional with a history of solid investment results in managing equity and fixed income portfolios. Skilled at decision-making within the framework of a disciplined investment process and establishing successful investment strategies. Energetic team player with exceptional ability to motivate team members to excellence. Demonstrated ability to work independently within a corporate stru...
Ideal Companies: AON Hewitt, Atlanta Capital Investment Managers, BB&T Wealth Management, Brinker Capital Management, Bryn Mawr Trust, Callan Associates Inc., Federated Investments, Fidelity, First Citizens Bank of NC, Hancock Bank, Invesco, Lowry Hill Capital Management, Piedmont Investors, PNC Wealth Management, Regions Bank, Ronald Blue and Co, RW Baird, Sageworth Investment Advisors, Sterling Capital Management, SunTrust, Susquehanna Wealth Management, Synovus, T. Rowe Price, UMB Bancshares, Vanguard, Willis Investment Counsel, Wilmington Trust Investment Advisors
Tags for this Online Resume: Chief Investment Officer, Portfolio manager, problem solving, leadership, compliance officer, equity, fixed income, Team Building, strategy development, Relationship Management, Business development
Chief Compliance Officer, Privacy Officer, Anti-Money Laundry Officer
I am the Chief Compliance Officer, Anti-Money Laundry Officer, and Privacy Officer with a number of years in securities brokerage/investment advisory and insurance compliance. I oversee the brokerage, investment advisory and insurance areas; however, I am seeking out new opportunities. I hold a number of FINRA designations (Series 7,24,53,63,66), am a licensed insurance producer in Illinois, and am a Certified Regulator...
Anti Money Laundering Specialist, Compliance Officer
I am currently seeking a challenging executive level position utilizing my extensive experience and skills. I am enthusiastic about new opportunities, and am confident I am a highly qualified candidate. My broad background with Optima Compass Group, Unicomer Group, Banco Agricola and Scotiabank as Anti-Money Laundering (AML) Specialist, Member of the Audit Committee, Corporate Compliance Manager, AML Compliance Manager and ...
Tags for this Online Resume: Compliance Management, Result-driven, Problem Solving, Project Management, Leadership, Team Building, Reporting, Integrity, Training
