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Online Resumes with "Certified Regulatory Compliance Professional"
Certified Regulatory and Compliance Professional, Chief Compliance Officer
Utilize skills obtained in the areas of regulatory compliance, process management, policy and procedure development, testing and implementation in a dynamic field.
Chief Compliance Officer, Privacy Officer, Anti-Money Laundry Officer
I am the Chief Compliance Officer, Anti-Money Laundry Officer, and Privacy Officer with a number of years in securities brokerage/investment advisory and insurance compliance. I oversee the brokerage, investment advisory and insurance areas; however, I am seeking out new opportunities. I hold a number of FINRA designations (Series 7,24,53,63,66), am a licensed insurance producer in Illinois, and am a Certified Regulator...
