Description
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Work Experience
COMPANY | POSITION HELD | DATES WORKED |
---|---|---|
(Confidential) | Associate Professor Master Of Science Erm Strategic Risk Management | 1/2020 - Present |
(Confidential) | Chief Compliance Officer Consulting And Advisory Services | 1/2019 - Present |
Hsbc Global Asset Management | Senior Vice President, Chief Compliance Officer | 1/2017 - 1/2019 |
Hsbc | Head Of Compliance | 1/2016 - 1/2017 |
Virtus Investment Partners | Corporate Chief Compliance Officer Head Of Compliance Chair Of Compliance Committee, Member Of Risk Committee | 1/2013 - 1/2016 |
Dreman Value Management Sub Adviser To Deutsche Asset Management | Enterprise Wide Leadership To Chief Compliance Officers | 1/2010 - 1/2013 |
Erm And Code Of Ethics Committee | Chief Compliance Officer, Chair Of Grc | 1/2010 - 1/2010 |
Global Compliance Risk Management Corp. | Chief Compliance Officer Consulting And Advisory Services | 1/2008 - 1/2010 |
Deutsche Bank Ag | Director Group Head Of Risk Management And Strategic Planning | 1/2000 - 1/2008 |
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Education
SCHOOL | MAJOR | YEAR | DEGREE |
---|---|---|---|
Suffolk University | Finance | 1993 | Master Degree |
University of Massachusetts | Management, Accounting | 1990 | Bachelor Degree |
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Accomplishments
Highlights:
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Keywords
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