Description
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| Rfg Advisory Llc. | Compliance Analyst | 5/2019 - 6/2019 |
| Scottrade Inc. | Manager Central Surveillance/Supervision Compliance | 8/2016 - 3/2018 |
| Wells Fargo Advisors Llc | Compliance Manager | 12/2009 - 8/2016 |
Education
| SCHOOL | MAJOR | YEAR | DEGREE |
|---|---|---|---|
| WEBSTER UNIVERSITY | Finance | 2004 | Master Degree |
| LOYOLA UNIVERSITY OF CHICAGO | & 66 | 1995 | Bachelor Degree |
Accomplishments
Keywords
