Accomplished attorney and executive with a proven track record in the financial services industry. Intimate knowledge of federal and state regulatory environments. Demonstrated ability building, implementing and testing organizational compliance controls and delivering an overall culture of compliance to an organization. Skill Highlights Regulatory Compliance Risk Management Audit and Test Internal Controls Vendor/Third Party Oversight (TPO) Operations and Outsourcing Creditors' Rights Advocate & Lobbyist Complex Problem Solving Strong Leader and Team Player Core Accomplishments Member of New York, New Jersey, Pennsylvania, California and Kentucky Bar Board of Directors, National Association of Retail Collection Attorneys (NARCA), a nonprofit organization Chairman, Political Action Committee for Collection Attorneys (PACCA) Certified Professional Practices Management System (PPMS), Regulatory Compliance System Licensed Life, Accident and Health Insurance Broker Member of New York, New Jersey, Pennsylvania, California and Kentucky Bar Board of Directors, National Association of Retail Collection Attorneys (NARCA), a nonprofit organization Chairman, Political Action Committee for Collection Attorneys (PACCA) Certified Professional Practices Management System (PPMS), Regulatory Compliance System Licensed Life, Accident and Health Insurance Broker
Description
