Career Summary & Objectives * Managed all the operations of and compliance of an investment advisory firm, securities broker/dealer, and insurance agency. * Improved operational processes, managed all vendor relationships, including due diligence, reduced expenses while increasing efficiency, ensured compliance with federal and state rules and regulations, facilitated company marketing efforts, and managed multiple projects and departments. * As a financial institutions examiner, worked with hundreds of different people while traveling to various businesses to ensure compliance with state regulations. * Managed the consumer lending department of a local credit union. * Responsible for underwriting, processing, and monitoring thousands of loans, while working closely with direct reports, and upper management to ensure efficiency, and quality credit risk. Cultivated relationships for loan sources, and managed various vendors. * With over 12 years of experience in operations, business management, finance, and compliance, my objective is to leverage that experience by bringing efficiency and stability to the operational structure of whatever firm I am privileged to work with.
Description
