Summary of Qualifications My years in the investment industry has given me a vast array of experience and skill sets. I have a Series 7 license and a Series 63 license. I am a self-motivated team player with expertise in client needs analysis, product sales and marketing, asset allocation, and customer service. I have a comprehensive understanding of operational and compliance requirements and possess excellent time management skills which have been effectively utilized in meeting stringent deadlines. I am proficient in numerous computer software applications utilized within the securities industry.

Highlights:

• Compliance
• Management
• Advertising
• Licensing
• Policies and Procedures
• Documentation
• Inventory
• Marketing Management
• Sales
• Audit