Professional Summary Experienced in retirement planning, investments, legal, and financial planning business. Experienced manager responsible for leading sales, operations, and business analysis project groups for small, midsize and large corporations. Led and assisted groups in the development and rollout of financial products and services for defined contribution plans. Oversee day to day business operations of wealth management firm. Accomplished manager of financial budgets totaling over $30 million. Outstanding training, leadership and communication skills. Adept at identifying and analyzing complex legal problems and determining proper oversight. Currently acts as the Senior Compliance Consultant, offering proactive advice to over 200 brokers, agents and financial advisors within the DELMARVA area.

Highlights:

• Financial Services
• Compliance
• Manager Operations
• Planning
• Controls
• Business Planning
• Administration
• Business Process Re-engineering
• Compliance, Operations, Controls, Manager, Financial Services, Investments