Profile Well-rounded financial services professional with extensive experience in all facets of supporting successful brokerage Branch operations, including: * Overseeing financial management systems, and controls to ensure transaction accuracy and fiscal responsibility. * Ensuring a high level of customer/client service levels and satisfaction. * Monitor daily activities and complete required financial and regulatory compliance reports to ensure the operational integrity of the firm. * Familiar with popular trade systems, platforms and service bureaus. * Assist associates in handling more complex transactions and resolving issues that require an in-depth regulatory compliance and procedural knowledge. Overall a dependable, detail oriented, team player always responsive to client questions and inquiries, and willing to share knowledge with peers and junior staff members.

Highlights:

• ACH
• Management
• SEC
• Securities
• Securities and Exchange Commission (SEC)
• Food Service
• Inventory
• Profit & Loss
• Compliance
• FACETS