Career Research and Resources for Companies in NY
Mitsubishi UFJ Securities (U.S.A.)
• Conduct audits of trading desks, operations, and risk function. • Evaluate existing internal policies and procedures and operations and recommend changes as necessary to be in compliance with regulatory rules and regulations as promulgated by the SEC, FINRA and the firm’s internal policies, procedures/guidelines.
Avg. Salary: $135,000 · Company Rank: Not Available
ABN AMRO
• Set-up new internal Audit function for European international Bank in the U.S. which included New York representative office containing a broker-dealer and finance and trade finance business for energy, commodities and transportation industries and a wholly-owned subsidiary, a full service securities clearing firm in Chicago, Illinois (ABN AMRO Clearing USA LLC) • Involved in monthly US senior management meetings and...
Avg. Salary: $135,000 · Company Rank: Not Available
UniCredit Bank A.G. (formerly Bayerische HypoVereins Bank A.G.)
• Reported directly to the Head of Internal Audit, Americas. • Conducted financial, operational and compliance audits of the Broker-Dealer subsidiary, products included domestic/foreign equities and bonds, audits included Regulatory (Focus) reporting. Evaluated existing internal policies and procedures and operations and recommend changes as necessary to be in compliance with regulatory rules and regulations as promulgated ...
Avg. Salary: $135,000 · Company Rank: Not Available
Jefferson Wells International (now Experis - Manpower Group)
Conducted financial and operational internal audits for Financial Services clients (outsourced and co-sourced). Clients included but not limited to BNY ConvergEx (broker-dealer affiliate of The Bank of New York Mellon), Sumitomo Mitsubishi Banking Corporation (SMBC) etc.. Audits performed included Global Electronic Sales Trading Desk, Wholesale Trading Desk, Japanese Corporate Lending and Compliance. (Interim Position)
Avg. Salary: $135,000 · Company Rank: Not Available
Council Rock Enterprises
• Contract Project Manager supporting the start of a new manufacturing factory in Rochester. Including site selection, equipment specification, and purchasing of the long lead items. I was also was the lead on filing all government incentives paperwork.
Avg. Salary: $75,000 · Company Rank: Not Available
The Bank of New York (now The Bank of New York Mellon)
• Conducted financial, operational and compliance audits of the Bank’s Section 20 Broker-Dealer subsidiary, areas audited included fixed income securities (Municipal and Government Securities), Mutual Funds and Regulatory (Focus) reporting. Evaluated existing policies and procedures and operations and recommended changes necessary to be in compliance with rules and regulations as promulgated by FINRA. • Performed financial...
Avg. Salary: $135,000 · Company Rank: Not Available
The Fuji Bank Ltd & The Fuji Bank & Trust Co. (now Mizuho Financial Group)
• Conducted financial, operational and compliance audits of the Branch and Trust Companies areas included Money Market trading, Derivative Products, Foreign Exchange Contracts, Leasing Subsidiaries, Commercial Loans (Syndications, Participations and Asset-Based), Branch Operations, Funds Transfer, Financial Comptrollers, Regulatory Reporting, Letters of Credit and Acceptances, Monthly Compliance Examinations, Anti-Money Lau...
Avg. Salary: $135,000 · Company Rank: Not Available
Bank Hapoalim
• Reported directly to Head of U.S. Audit. • Conducted and coordinated audits of financial, operational and compliance audits for the Banks' Western Hemisphere that included the all domestic Branches and Agencies within the U.S. and Canada. • Areas audited include: Derivative Products, Foreign Exchange, Money Markets, Investments, Asset-Liability Management, Commercial Lending (Syndications, Participations and Asset-Based...
Avg. Salary: $135,000 · Company Rank: Not Available
Fidelity Title Insurance Company
Responsible for reviewing multiple title claims to determine if coverage under the policy of title insurance was warranted. If not, a letter of denial of coverage, authored by me, was issued. If coverage was deemed to be necessary, I was responsible for determining what course of action was needed to cure the existing title defect.
Avg. Salary: $90,000 · Company Rank: Not Available
Novartis Pharmaceuticals Corp
Developed strong sales plans & used consultative selling to repeatedly exceed quarterly & district sales goals, maintaining highest market share in district & region with lead product, Diovan/Diovan HCT. Delivered high impact presentations to increase market share, following-up on all leads.
Avg. Salary: $57,500 · Company Rank: Not Available
