Brokerage Clerk Career Research and Resources
Six Flags Great Adventure
Distributing and reconcilement of cash transctions
Avg. Salary: $0 · Company Rank: Not Available
U.P.S
Picking up,Scanning and delivering of packages
Avg. Salary: $0 · Company Rank: Not Available
BNP Paribas Prime Brokerage
Processing all restricted items through DTC or transfer agent. Processing DWACS,DRSP,& 144A exchange items through DTC. Processing incoming & outgoing account transfers (ACATS)from broker to broker. Called for status on 15 day or older aged items. Notified brokers when restricted paperwork is incorrect or incomplete. Managed accounts receivable incoming checks & securities from customers
Avg. Salary: $0 · Company Rank: Not Available
American Stock Transfer
Processed restricted items from brokers and customers. Processed DWACS from brokers Checked status on restricted items from brokers and customers. Performed Book to Book transfers Authorized transfers from one account to another. Authorized certificates to be issued from book entry accounts Authorized ACATS to other brokers and banks from book entry accounts.
Avg. Salary: $0 · Company Rank: Not Available
Datek/Ameritrade
Processed restricted items Called Corporate counsel to determine status on restricted items. Ensured that all restricted items clear. Replaced all lost certificates for customers. Managed Account Receivable such as incoming checks & securities from customers. Managed Account Payable such as bank fees & outgoing checks to customers. Processed all DWACS (deposits and withdrawals)
Avg. Salary: $0 · Company Rank: Not Available
Pershing
Restricted stock Examiner Processed restricted items & non DTC legal items. Called Transfer agent for status on restricted items.
Avg. Salary: $0 · Company Rank: Not Available
Gruntal Financial Corp
Processed an cleared all legal transfers. Processed restricted items such as 144,144K,Stock Options,S1, Prospectus Sales, Authorized journals within accounts. Managed and controlled all reports such as aged items and activity reports. Reorganization assoc. processed mergers,exchanges,reverse splits,corporate actions through DTC and non DTC items sent directly to transfer/exchange agent.
Avg. Salary: $0 · Company Rank: Not Available
Pareto Securities Inc
Primary settlement contact for international and domestic trades. Report USD bonds to TRACE and US equities to OATS on a timely basis. Initiate institutional customer onboarding for the trading & sales desks, including KYC procedures.
Avg. Salary: $80,000 · Company Rank: Not Available
BHF Securities/BNY Clearing Services/Pershing
Overnight Settlements Manager, overseeing the Pacific Rim, the Middle East and European Market opening. Instructed all trades, and ensured that electronic trading was entered properly. Was in constant contact with overseas custodians regarding trade status. Addressed any settlement or matching issues to assist the "day" shift operations staff. Transfered to the "day" shift in 2001 to manage Euroclear Operations. Direct inpu...
Avg. Salary: $80,000 · Company Rank: Not Available
BZW Securities Inc
Day to day settlements, focusing on the Pacific Rim, and DTC. Settlement of program, and other high volume trading. Coordinated with the sales desk on any trade discrepancies. Assisted the FINOP with 15c3 reporting.
Avg. Salary: $80,000 · Company Rank: Not Available
