Brokerage Clerk Career Research and Resources
Hellman Worldwide
Key Account Supervisor Responsible for leading, guiding, motivating, coaching and counseling. Set direction, lead, maintain and promote teamwork, With the Customer as the primary concern. Determine allocation of workload within the team, manage workflow and productivity. Problem solving and resolution. Own and possess thorough understanding of the entire account process start to finish.
Avg. Salary: $50,000 · Company Rank: 5.0 out of 5
Merrill Lynch
Ran the everday business of multiple financial advisors
Avg. Salary: $41,000 · Company Rank: 2.0 out of 5
UBS Financial Services
Processed,recorded and reported monthly activities
Avg. Salary: $0 · Company Rank: Not Available
Citigroup(formerly Salomon Smith Barney)
Processed executions of sales,purchases,cash dividends and stock splits for employee accounts
Avg. Salary: $0 · Company Rank: Not Available
Genworth Financial
• Process all new Variable Annuity contracts for financial advisors
Avg. Salary: $38,000 · Company Rank: Not Available
Morgan Stanley
Train subordinates in various areas of operations. Excelled in various areas of Operations including but not limited to Internal Auditing, Balance and Control, Cash Risk Control, Foreign Exchange, Commodities, and Dividends. Devise and monitor quarterly securities count, resolve breaks and prepare reports Unit and Team Leader(in Foreign Exchange and Balance and Control)
Avg. Salary: $50,000 · Company Rank: Not Available
icap north america
daily interaction with brokers as well as a worldwide client base on problem solving issues related to the clearance of u.s treasuries and other money market instruments .
Avg. Salary: $50,000 · Company Rank: Not Available
Hudson Securities Inc
• Opened Institutional DVP accounts as well as retail cash accounts. • Assisted compliance with background checks in regards to new account openings, by following the AML/KYC guidelines set by FINRA and firm policy. • Serviced DVP accounts by making sure that delivery instructions were kept up to date and information on the institutions correct. • Maintained retail accounts by setting up wire request, DWAC, sent out...
Avg. Salary: $0 · Company Rank: Not Available
GILFORD SECURITIES INC
• Opened and maintained client accounts. • Serviced client requests, such as issuing checks, sending statements and or correspondence. • Assisted brokers with financial information, such as obtaining quarterly reports, broachers and articles. • Process incoming checks by posting them to client’s accounts, and preparing the checks for bank deposit. • Adhered to compliance and company policy, answered emails from c...
Avg. Salary: $0 · Company Rank: Not Available
SPECTOR & EHRENWORTH PC
• Answered phones, supported administrative staff when needed. • Assisted bookkeeper with bills, spreadsheets and preparing checks. • Assisted Lawyers with research and documenting their hours. • Responsible for the general upkeep of the office
Avg. Salary: $0 · Company Rank: Not Available
