Browse Career Research in Accounting & Finance
Accounting & Finance Career Research
Kirk Clinic
Maintain day to day operations of the clinic. Responsible for the daily electronic billing of claims to the respective insurance companies. Would generate patient statements when required. Responsible for the credentialling of contracts for the doctor and therapists for all insurance companies. Responsible for the billing and accounts receivable for the clinic. Also responsible for keeping current on all regulations. H...
Avg. Salary: $90,000 · Company Rank: Not Available
Gannett Welsh & Kotler
Develop and deliver compliance programs, compliance support and risk management that clearly defines all required activities on weekly, monthly, quarterly, semi-annual and annual basis. Conduct annual compliance program review required by Regulatory Rule 206(4) – 7. Develop and present all related executive and management reporting.
Avg. Salary: $150,000 · Company Rank: Not Available
Old Mutual US Holdings Inc
Drove development and implementation of annual audit plans. Responsible for audits of the operations, financial, regulatory and information technology components executed at affiliate asset management firms in Boston, Chicago, Los Angeles, San Francisco, Dallas, Toronto, Portland (Oregon), New York, New Jersey, Pennsylvania and Vermont as well as in London, Cape Town, Warsaw, Luxembourg, Frankfurt, Tokyo, Hong Kong and Ber...
Avg. Salary: $150,000 · Company Rank: Not Available
Ernst Young LLP
Provided internal audit services in a fully outsourced capacity to several financial services firms who had a combined total of over 50 investment advisor affiliates and/or divisions. Facilitated audits and examinations that covered marketing, directed brokerage, trading (aggregation, allocation, cross trading, principal trading & IPOs), best execution, soft dollars, code of ethics, personal trading, portfolio management, c...
Avg. Salary: $150,000 · Company Rank: Not Available
John Hancock Life Insurance Company
Ensured regulatory compliance in the offering and management of firm products that included variable annuities with underlying investments in a suite of mutual funds from multiple fund families that included Fidelity, Cap Guardian, Janus, Putnam, Wellington, John Hancock Funds, Morgan Stanley, REEF, Allianz, and Goldman Sachs. Provided periodic regulatory reporting including, N-CSR, and NSAR. Performed annual variable ann...
Avg. Salary: $150,000 · Company Rank: Not Available
Liberty Financial Companies, Inc
Reviewed business subsidiaries in relation to SEC, NASD and DoL (ERISA) Regulations. Performed mock SEC examinations. Developed and conducted detailed audit programs. Performed risk based operational audits on subsidiary business units. Guided the efforts of as many as 4 professionals during risk, control and test work phases of each audit.
Avg. Salary: $150,000 · Company Rank: Not Available
Oppenheimerfunds
Avg. Salary: $57,500 · Company Rank: Not Available
Capwest Securities, Inc.
Overall Management of corporate operations and sales reps (approx 16 and 90 persons respectively) and interface with Financial Industry Regulatory Authority (FINRA), the firm's regulatory authority. Oversight of financial reporting, including regulatory quarterly FOCUS reports, net capital calculations, and annual PCAOB audits. Monitored sales and commissions processing, oversaw accounting functions including payroll, payr...
Avg. Salary: $125,000 · Company Rank: 4.0 out of 5
Worldwide Child Relief Foundation
In consultation: Plan and coordinate the restructure of the organization to better execute its objectives. Design and execute fundraising activities. Oversee and develop various committees.
Avg. Salary: $150,000 · Company Rank: Not Available
Perfectus Military Benefits Group
Oversight of financial management; development and execution of promotional campaigns to inform veterans of benefits; development of ongoing relationships with independent living, assisted living, and skilled nursing facilities; plan and present informational seminars; conduct qualification assessment; financial planning; make VA claims.
Avg. Salary: $150,000 · Company Rank: Not Available
