Financial Examiner Career Research and Resources

Signal Securities

Accounting & Finance - Financial Examiner - Ft. Worth, TX

OSJ Supervisor over 100 registered brokers and investment advisors. Approved and oversaw options trading, municipal bond trades and back office operations functions.

Avg. Salary: $70,000   ·    Company Rank: Not Available

Southwest Securities

Accounting & Finance - Financial Examiner - Dallas, TX

OSJ Supervisor over 600 registered brokers and investment advisors. Approved and oversaw stock and options trading, municipal bond trades and back office operations functions. Composed training materials and operations policies and procedures. Performed annual onsite audits and advised independent brokers and investment advisors regarding policies, procedures and best practices.

Avg. Salary: $70,000   ·    Company Rank: Not Available

JPMorgan Chase

Accounting & Finance - Financial Examiner - Dallas, TX

Partnered with operations management and the IT project management teams. Served as the principle liaison and communications lead between the line of business and the corporate business continuity management team. Managed multiple DR projects which included coordinating the testing of recovery support and business resumption procedures. Maintained company compliance within banking and securities industry regulations an...

Avg. Salary: $70,000   ·    Company Rank: Not Available

Stifel Nicolaus

Accounting & Finance - Financial Examiner - Charlotte, NC

Manage investment accounts and expectaions of clients.

Avg. Salary: $70,000   ·    Company Rank: Not Available

Wachovia Securities

Accounting & Finance - Financial Examiner - Charlotte, NC

I lead a team of 5 individuals. Together we managed over $200 million in assetts. We were responsible for managing the portfolios and our clients expectations throug both bull and bear markets.

Avg. Salary: $70,000   ·    Company Rank: Not Available

NOVO Consulting Group

Accounting & Finance - Financial Examiner - Morristown, NJ

Managed and maintained full responsibility of the financial accounts from the planning phase to the completion of the financial process. Reviewed company's expenditures and financial reporting systems, and ensured that financial statements were accurate, complete and conformed to NAIC statutory procedures and generally accepted accounting principles (GAAP). Tested major balance sheet expenses such as premiums receivable and...

Avg. Salary: $90,000   ·    Company Rank: Not Available

INS Regulatory Insurance Services

Accounting & Finance - Financial Examiner - Dover , DE

Financial Examiner on behalf of state insurance departments for financial solvency conditions of Fortune 500 insurance companies. Managed and maintained full responsibility of all phases of the financial review process including: • Verified and inspected cash reserves, expenditures, assigned resources, and maintained accurate financial records for the program. • Evaluated data processing applications for institutions u...

Avg. Salary: $90,000   ·    Company Rank: Not Available

State Farm Insurance Company

Accounting & Finance - Financial Examiner - Frederick, MD

Audited claims and managed complex injury cases. Supervised and mentored seven employees in formulating rules, procedures, policies, and practices with respect to auditing, accounting of complex injury claims. Advised and made recommendations to internal and external legal counsel concerning controversial and highly difficult cases. Extensive fraud investigations resulting in multiple convictions. Established guidelines fo...

Avg. Salary: $90,000   ·    Company Rank: Not Available

Edward Jones

Accounting & Finance - Financial Examiner - Albany, GA

Registered investment adviser, Licensed insurance sales, Managed an independent branch office for sales of securities and insurance products, Supervisor of Branch Office Administrator

Avg. Salary: $50,000   ·    Company Rank: Not Available

UHaul of Southern Georgia

Accounting & Finance - Financial Examiner - Columbus, GA

Area Field Manager , Managed a route of dealers for South West Georgia, Found and trained new and existing dealers per the requirements of UHaul, Maintained and repaired equipment as needed

Avg. Salary: $50,000   ·    Company Rank: Not Available