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Financial Examiner Online Resumes
Financial Examiner - 9 Years of Experience
Tags for this Online Resume: Management, Customer Accounts, PEP (Pket Xchnge Protocol, Policies and Procedures, Aml (Macro Lang), Arbitration, Complaints, Email, Quality Assurance, Reporting Tools
Financial Examiner
Tags for this Online Resume: financial analysis, auditor
Financial Examiner
Tags for this Online Resume: Positive, Underwriter, Consistent, Competitive, Professional , Detailed
Tiger Woods of Sales
Resourceful, creative, loyal
Ideal Companies: Apples
Tags for this Online Resume: marketing
Securities Compliance Examiner / Accountant
Investment accounting professional with over ten years of extensive fund accounting, compliance and examination support experience. Currently working for the U.S. Securities and Exchange Commission providing audit, compliance, and identifying process and controls deficiencies, as well as pursuing a Master of Business Administration (MBA).
Tags for this Online Resume: Bloomberg, Web CRD, IARD, • Lexis Nexis, Factiva, NRSI, • Recommind Application Manager, • Advent Geneva, SAP, Kondor, • Invest One (Sungard), • Antares Total Return Client, Tradar, Ltd., • Edgar, TRENDS, LEAP, MS Office
Financial Examiner - 15 Years of Experience - Near 75087
Financial Examiner
Summary Consistent track record developing best practices and internal controls to reduce organizational risk and avoid internal/legal conflicts. Focus on administrative integrity by monitoring updating employee's understanding knowledge of new existing regulatory and industry policies and procedures legislative bodies to include Bank Secrecy Act Expertise Reporting and Executive Management Committee Structures Anti Money L...
Tags for this Online Resume: Business Plan, Financial, Insurance, Insurance Sales, Planning, Recruiting, Sales, Bloomberg, Reuters, KYC
Regulatory Examiner-11 years experience
As a Principal Examiner with FINRA for nearly 11 years, I have developed my knowledge and skills in an ever changing financial world that could be an asset for your firm. My major responsibilities include leading a field examination team conducting regulatory examinations of FINRA member firms and monitoring the stability, accountability, and supervisory structure of FINRA member firms to ensure compliance with NASD, MSRB,...
I am very lucky
You may imagine in WWE first stars ~! Then basically knew that I am any appearance pulling?
Ideal Companies: Every month receives 150, 000 Yuan
Financial Examiner
Financial Examiner - 6 Years of Experience - Near 10310
Tags for this Online Resume: compliance, regulatory, OSJ, examiner, AML
