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Online Resumes with "securities exchange commission"



Chemist - 12 Years of Experience - Near 89511

Tags for this Online Resume: High Performance Liquid Chromatography (HPLC), Chemistry, Quality, Quality Assurance, Quality Control, Research and Development, SEC, Securities and Exchange Commission (SEC), Support, Technical Support

Health Technologist - 5 Years of Experience - Near 94541

Professional Summary * Senior Financial Professional, with over 20 years hands-on experience as a Controller, Accounting Manager and Tax Consultant including Internal IT Audit, ERP systems Implementation, & Project Management with commitment to excellence, decreasing cost & driving profitability. * Reclassified single inventory account set-up to RM, WIP, and FG Inventories & saved $120,000 per annum. * Discovered/corrected ...

Tags for this Online Resume: Billing, GAAP, Generally accepted accounting principles, SAP, SEC, Securities and Exchange Commission (SEC), Financial, Financial Statements, SAP R/3, Cash Flow

Chief Executive Officer

and Achievements

Tags for this Online Resume: SEC, Securities and Exchange Commission (SEC), Business Development, Bankruptcy, Forecasting, Inventory, MRP, Welding, Accounting, Automation

Financial Analyst - 15 Years of Experience - Near 94707

Professional Summary Self-motivated financial sector compliance professional. Diverse, broad-based skills and experience in financial analysis and accounting, audit, examinations, regulatory compliance risk, and testing and monitoring. Key strengths in audit, accounting, trade surveillance, market risk and sales practice. Excellent verbal, written, and interpersonal communication skills. Strong organizational, multi-tasking...

Tags for this Online Resume: Complaints, Arbitration, SEC, Securities, Securities and Exchange Commission (SEC), Compliance, Management, Sales, Advertising, Aml (Macro Lang)

Tax Preparer - 14 Years of Experience - Near 03874

SUMMARY: Accomplished accounting professional with experience in large and small manufacturing, Health Care Management and Media Conglomerate. Experience includes: *Full charge closing *Budget preparation for international, Multi-subsidiary Corporations *Multistate corporate and sale and use tax *Supervisory responsibility *Full control responsibility * Financial reporting including SEC reporting * Financial statement prepa...

Tags for this Online Resume: Accounting, Deductions, Internal Controls, SEC, SEC filings, Securities and Exchange Commission (SEC), Accounting Principles, Balance, Balance Sheet, Financial

Civil Engineer - 18 Years of Experience - Near 34684

Tags for this Online Resume: Engineering, Mining, SEC, Securities and Exchange Commission (SEC), Construction, ASCE, Autocad, Autocad 2012, Autodesk AutoCAD, Bridges

Financial Analyst - 7 Years of Experience - Near 33134

Tags for this Online Resume: Audit, Management, Financial, Financial Statements, Financial Reporting, Internal Controls, Joint Ventures, SEC, Securities and Exchange Commission (SEC), Business Skills

Distribution manager - 10 Years of Experience - Near 77338

With over 15 years of Executive Management experience, I am currently a Top-Performing District Manager for one of the largest companies in North America with over 3,000 locations and over 400,000 employees. I am personally responsible for 21 stores, 180 Management Level and Support Staff and over 4,000 employees. It is extremely important that I be able to leverage this experience and successfully transition my talents to ...

Tags for this Online Resume: Management, Property Management, Real Estate, Recruiting, Retail, SEC, Securities and Exchange Commission (SEC), Business Development, Sales, Sales Training

Compliance Officer - 19 Years of Experience - Near 11561

SUMMARY Chief AML Officer for global investment firms, evaluating transaction monitoring processes and procedures from a both proactive and lookback perspective and preparing remediation plans to address any gaps. Prepared investigative files utilizing and drafted SARs as needed. Developed complete proprietary IT compliance test-script module to facilitate clear and accurate surveillance and analysis of counterparty risk. G...

Tags for this Online Resume: Outsourcing, Compliance, Monitoring, SEC, Securities and Exchange Commission (SEC), Training, Management, Equity, High Net Worth, Policies and Procedures

Compliance Manager

Tags for this Online Resume: Complaints, Disaster Recovery, Documentation, Security, Filing, KYC, SEC, SEC Requirements, Securities and Exchange Commission (SEC), Advertising

Customer Service Representative

To secure a position where I am challenged in utilizing my extensive background knowledge in financial tasks, research, and customer service including the resolution of complex transactions

Tags for this Online Resume: Fraud, Management, SEC, Securities and Exchange Commission (SEC), Settlements, Securities, Customer Service, Complaints, Applications, Microsoft

Not Listed - 20 Years of Experience - Near 20009

Tags for this Online Resume: Director of Development, Corporate & Foundation Relations, Grant Writing & Managemant, Staff Hiring, Training & Management, Product Development, Quality Assurance, Research, Test, SEC, Securities and Exchange Commission (SEC)