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Online Resumes with "securities exchange commission"
Lawyer - 11 Years of Experience - Near 02368
PROFILE Attorney with experience in compliance, tax, estate planning, estate administration and qualified retirement plans. A leader and team player creating benefits for the employer, employees and clients. Excellent analytical skills and the ability to communicate analysis and solutions to regulatory entities, corporate executives, clients and employees in an understandable manner.
Tags for this Online Resume: Randolph, MA, Compliance, Legal, Estate Planning, SEC, Securities and Exchange Commission (SEC), Insurance, Benefit Plans, Defined Contribution, Drafting, Estate planning, Planning, Business Planning, Business Strategies, CCA, Compensation, Complaints, South Shore in Massachusetts, attorney, compliance
Lawyer
International attorney and corporate secretary with significant legal experience including major vessel acquisition and sale corporate governance for US listed corporations and UK company oil & gas exploration and production admiralty ship financing marine insurance (hull FD&D P&I) and risk management. Legal and corporate secretarial background enhanced by executive expertise gained as president of marine insurance hull cla...
Tags for this Online Resume: Licensing, Acquisitions, Documentation, Secretarial, Insurance, Risk Manager, SEC, Securities and Exchange Commission (SEC), Arbitration, Litigation
Financial Manager, Branch or Department
SUMMARY OF QUALIFICATIONS Controller and Accounting/Audit Manager with extensive experience in accounting, auditing on both domestic and international levels. Experience also includes cost analysis of banking, healthcare, mining and manufacturing companies, analysis of organizational structure and strategic planning, budgeting, cash management, corporate performance analysis and data management. Ability to work well in a de...
Tags for this Online Resume: Consulting, Accounting, Financial, Financial Statements, General Ledger, SEC, Securities and Exchange Commission (SEC), Balance, Balance Sheet, Consolidations
Database Administrator - 20 Years of Experience - Near 21042
SKILLS SUMMARY Highly motivated, dedicated Information Technology Professional with qualifying experience in the private sector with over twenty years of experience. Seeking a challenging career position with a dynamic team that values teamwork, initiative, vision and a proven ability to demonstrate visible achievements by utilizing experience.
Tags for this Online Resume: Sybase, Database, Documentation, Informix, Local Area Network, Oracle, Oracle Database, Korn Shell, Oracle 10G, Shell Script
Accountant
SUMMARY OF QUALIFICATIONS ROCS Consulting Managing Director, 2000 - Present Proprietor of an Independent Consulting practice. The firm specializes in Regulatory, Compliance and Operational consulting for the securities and banking industry. ROCS Consulting provides assistance to Broker Dealers, Registered Investment Advisors, Banks, Trust Companies, Insurance Companies, Investment Companies, Bank Securities Dealers and Tran...
Tags for this Online Resume: Accounting, Back Office, Banking Industry, Capital markets, Complaints, Consulting, Derivatives, Equity, Financial, Financial Reporting
Chief Executive Officer
Tags for this Online Resume: Balance, Balance Sheet, Policies and Procedures, Audit, Capital Equipment, Electronics, SEC, Securities and Exchange Commission (SEC), Cash Flow, Consulting
Lawyer
Tags for this Online Resume: SEC, Securities and Exchange Commission (SEC), Legal, Capital markets, Distribution, Drafting, Due Diligence, Equities, Equities Trading, Equity
Chief Financial Officer
and Executive Contributions
Ideal Companies: (832) 443-4800
Tags for this Online Resume: SEC, Securities and Exchange Commission (SEC), Balance, Balance Sheet, Insurance, P&L, Petrochemical, SEC Reporting, Variance Analysis, Engineering
Bookkeeper - 20 Years of Experience - Near 07058
& N OTABLE C ONTRIBUTIONS
Tags for this Online Resume: Accounting, Compliance, SEC, Securities and Exchange Commission (SEC), Alternative Investments, Budgetary, Financial, Financial Oversight, Financial Statements, Securities
Financial Manager, Branch or Department
SUMMARY: I'm hands on / roll up your sleeves executive that provides change management by providing solutions. My approach is highly focused. I identify & fill gaps, and use my passion to make firms efficient and thereby meet or exceed expectations. I achieve people, project and product goals by leveraging my 12 years of experience in fast paced high pressure financial environment and by meeting tight deadlines. By providin...
Tags for this Online Resume: Investment Banking, Compliance, Management, Business Contingency Planning, Filing, Infrastructure, SEC, Securities and Exchange Commission (SEC), Security, Banking Industry
Lawyer - 10 Years of Experience - Near 75001
PROFESSIONAL SUMMARY Ambitious, detail-oriented professional with excellent analytical and problem solving skills. Adapts quickly to challenges and changing environments. Highly organized, effective team player and communicator. Posted Conducted quality control of attorney work regarding residential mortgage-backed securities for an international bank Evaluated audio files Advanced Discovery, 2015 positions through approved...
Tags for this Online Resume: Bankruptcy, Compliance, Quality, Quality Assurance, Quality Control, SEC, Securities and Exchange Commission (SEC), Banking Industry, Litigation, Securities
Financial Analyst - 8 Years of Experience - Near 46055
Tags for this Online Resume: Financial, Book of business, Journal Entries, Lawson, PeopleSoft, SAP, SEC, Securities and Exchange Commission (SEC), Accounts Receivable, Financial Statements
