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Were you looking for Series-9-10 job results?
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Online Resumes with "Series 9 10"



Series 9/10 Risk Manager - 5 years experience

Regional Operations Manager- Series 9/10 over 20 years exp

Investment Consultant with 10 years experience Series 7 & 66 Licenses

To obtain a mid level / management position utilizing my existing securities licenses and experience while acquiring additional certifications like a Series 9/10, Life, Health, and Accident Insurance and CFP designations.

Compliance Registered FINRA

I want to work for a company that will give me the opportunity to use my experience and is in need of a person with my FINRA registration licenses where we both mutually benefit.

Tags for this Online Resume: Registered, Series 7, 63, Series 9,10, Registered series 24, Licensed, License, Compliance

General - 18 Years of Experience - Near 85097

PROFESSIONAL SUMMARY: Compliance, Sales Supervision and Financial Services professional with more than 18 years of experience. Holds the Series 7, 9, 10, 63,66, Life, Health and Annuity licenses.

Tags for this Online Resume: Compliance, Financial, Policies and Procedures, Insurance, Annuity, Financial Services, CRPC, Sales Supervision, Series 7, SERIES 9 10, SERIES 65, Compliance Officer