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Online Resumes with "Senior Compliance Officer"
Senior Compliance Officer - 15 Years of Experience - Near 07470
Tags for this Online Resume: Personal Account Dealing, Actimize, Surveillance, Branch Audit, New York, New Jersey, Central Compliance, Employee Compliance
Compliance Officer
QUALIFICATIONS Mortgage and Consumer Financial Services professional. Experienced in both qualitative and quantitative analysis to support new account acquisition, account management, default servicing, loss mitigation, policy development and regulatory compliance. Compliance * Risk Management * Portfolio Management / Policy / MIS * Project Management * Vendor Management * Credit Bureau Reporting
Tags for this Online Resume: ADA, Ada Programming Language, Compliance, Predict, Predict (Data Dictionary), Quality Assurance, Risk Assessment, Test, Management, Risk Management
SENIOR COMPLIANCE OFFICER
Proven multidisciplinary compliance officer with senior level experience with financial leaders including Deutsche Bank, Merrill Lynch, Nomura, Credit Suisse, AIG and Brown Brothers Harriman. Demonstrated career track record developing strategic roadmaps to ensure SEC, FINRA and GIPS compliance. Skilled at detailed Fortune 500 compliance analysis and accurate asset performance investment reporting. Strong expertise in multi...
Ideal Companies: none
Tags for this Online Resume: GIPS, FINRA, SEC, Policies and Procedures, Compliance, Investment Reporting, Strategic Planning, Personal Trading, Surveillance, Internal Controls, Process Improvements
Compliance Officer - 20 Years of Experience - Near 10025
ACCOMPLISHMENTS * Certified Anti-Money Laundering Specialist - CAMS * Created the AML/BSA Internal Audit Program for both the Bank and Broker Dealer * Trained Head Office Audit Team to effectively audit the Bank's AML/BSA program * Fostered a control-oriented environment by developing and implementing the Bank's initial AML policies and procedures to ensure compliance with the United States Patriot Act. * Implemented the Ba...
Tags for this Online Resume: Assessments, Due Diligence, KYC, Aml (Macro Lang), Policies and Procedures, Audit, Microsoft Internet Explorer, Securities, Wire Transfers, Banking Industry
Lawyer
Tags for this Online Resume: Management, Due Diligence, Legal, Research, Civil Litigation, Drafting, Litigation, Settlements, Compliance, Lexis Nexis
Compliance Officer - 3 Years of Experience - Near 08807
Tags for this Online Resume: Appraisals, Audit, Internal audit, Legacy, Management, Risk Management, Banking Industry, Compliance, Licensing, Aml (Macro Lang)
Compliance Officer
Tags for this Online Resume: Compliance, Insurance, Pricing, Recruiting, Documentation, Annuity, Accounts Payable, Securities, Financial, Financial Services
