Description
ACCOMPLISHMENTS * Certified Anti-Money Laundering Specialist - CAMS * Created the AML/BSA Internal Audit Program for both the Bank and Broker Dealer * Trained Head Office Audit Team to effectively audit the Bank's AML/BSA program * Fostered a control-oriented environment by developing and implementing the Bank's initial AML policies and procedures to ensure compliance with the United States Patriot Act. * Implemented the Bank's OFAC program to comply with regulatory requirements as well as detect and clear potential sanction violations * Established and managed a robust KYC Onboarding and Recertification program to perform Enhanced Due Diligence on the Bank's clients and potential clients. * Adapted the global senerio based transaction monitoring system to the Bank, s demographic market to flag and investigate potential suspicious activity. * Created and implemented the Broker Dealer's FINRA 3120 / 3130 Compliance Program * Built strong relationships with key stakeholders and presented strategies that addressed areas of increased efficiency and productivity to mitigate risk. * Create, maintain, and update Risk Assessments to monitor accounts by using a risk-based approach.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| City National Bank Of New Jersey | (Consultant) Bsa / Aml Senior Compliance Officer | 8/2017 - 1/2018 |
| Citi Group | (Consultant) | 3/2017 - 6/2017 |
Accomplishments
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