CV, Curriculum Vitae and Online Resumes Search
Recruiters - Try Postings!
Postings.com™ is a must-have for recruiters who want to:
- Find Qualified Candidates
- Find Job orders and Post Splits
- Be Found in Search Engines
- Implement a Social Sourcing Strategy
Job Seekers - Look Here!
Hitting a wall with your job search? Try Climber Premium.
- Top the Search Engines
- Unsurpassed Candidate Marketing
- Power Career Networking
- Fresh Jobs from the Net
Were you looking for Registered-Investment-Advisors job results?
Click Here to search for Registered-Investment-Advisors in our 2.4M jobs.
Online Resumes with "Registered Investment Advisors"
SENIOR COMPLIANCE OFFICER
Proven multidisciplinary compliance officer with senior level experience with financial leaders including Deutsche Bank, Merrill Lynch, Nomura, Credit Suisse, AIG and Brown Brothers Harriman. Demonstrated career track record developing strategic roadmaps to ensure SEC, FINRA and GIPS compliance. Skilled at detailed Fortune 500 compliance analysis and accurate asset performance investment reporting. Strong expertise in multi...
Ideal Companies: none
Tags for this Online Resume: GIPS, FINRA, SEC, Policies and Procedures, Compliance, Investment Reporting, Strategic Planning, Personal Trading, Surveillance, Internal Controls, Process Improvements
A position that allows me to transform business practices and inspire an educated team to provide the best financial performance in my industry while maintaining an superior culture. Innovation and expeditious execution versus robust markets will be a
To have the greatest team delivering product into our targeted market. This considerers everyone as part of the team (including me) and regular communication against no more than 5 specific goals that will result creating the best performing team in the industry but a unit that continually strives to be the top financial performer in creating shareholder value. A diverse and caring environment must support this. It shoul...
Ideal Companies: Bridgeport, Regional Banks, Asset Management Companies, AIG, Prudential, Bank of America, Black Rock, , KKR, Warburg Pincus
Tags for this Online Resume: Leader, Dividends, culture, Innovator, Initiate, Mentor, engage, Leverage, Transformer, Trust, Turnaround, Passion, Efficient, logistics, Winner, Innovative, manager, c-Suite, Processing, private equity, Innovation, Board, COO, Partner, Consultant
Financial Manager - 15 Years of Experience - Near 01940
Registered Investment Advisor licensed 7, 63, 66, life, Variable, Insurance. Genuine ability to establish and build client relationships by gaining trust and confidence. Accomplished with exceptional client services. Seasoned, results-producing management professional with extensive successful leadership background. Effective leader, capable of training and developing a sales team. Ability adapt to changing environments al...
Tags for this Online Resume: Management, Wealth Management, Book of business, Financial, Sales, Budgeting, Financial Services, HR, Human Resources, Insurance
Marketing - 15 Years of Experience - Near 28405
Tags for this Online Resume: Imaging, Management, Advertising, Distribution, Social Media, Account Manager, Adobe, Billing, Customer Relationship Management, Insurance
Personal Financial Advisor - 20 Years of Experience - Near 06902
Tags for this Online Resume: Fixed Income, Management, Securities, Equity, Municipals, Retail, Hedge Fund, Commissions, Account Management, FACETS
Financial Specialist
Ideal Companies: Health Management Research Institute, Health Management Research Institute, Health Management Research Institute
Tags for this Online Resume: Financial, German Language, Microsoft Excel, Statistics
