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Online Resumes with "Prime Brokerage"
Law Clerk - 10 Years of Experience - Near 06880
Summary: * Regulatory Compliance Analyst for major US Broker - Dealers and International Banks. * Regulatory reporting on Futures contracts, Margin Requirements, and Commodities. * Prepare, review and negotiate Prime Brokerage, Derivatives Clearing and Non-Disclosure Agreements. * Maintained a comprehensive database of all completed and pending guarantees and master agreements (MSFTA), including AML/Patriot Act/ OFAC/SDNs. ...
Tags for this Online Resume: Documentation, Complaints, Litigation, Project Manager, SharePoint, Compliance, Relativity 9, ISDA Negotiation, Contracts, Discovery, Motion Practice, Lawyer, Mortgages
Personal Financial Advisor
SUMMARY: * Lead Business Analyst with development background. Strong experience in CRD 2,3,4, Basel 3, Uncleared Margin Reporting, Margin, Data Migration, Trade applications Migration, Securitized Trading (ABS, CMBS, RMBS), Foreign Exchange (FX-Spot, FX-Swaps, FX-Forwards), Fixed Income (Bonds), Equities, Derivatives (Options, Swaps), Wealth Management & Prime Brokerage (Margin, Security Lending, Settlement) & Prime Brokera...
Tags for this Online Resume: Applications, Fixed Income, SCRUM, Microsoft SQL Server, Structured Query Language, Data Migration, Derivatives, Functional Specs, Management, Data Dictionary
Financial Specialist - 20 Years of Experience - Near 08844
SUMMARY Financial Services Professional with over 30 years of experience in all aspects of Sales and Trading and Compliance. Strong emphasis on Client Sales. Major strengths: * Well-developed Leadership and decision-making skills. Proven expertise in building strong client relationships. * Enthusiastic team player. * Results-oriented manager and producer. OneWall Advisors New York Senior Vice President July 2012 - Dec 2016 ...
Tags for this Online Resume: Aml (Macro Lang), Banking Industry, Capital markets, CHF, Compliance, Due Diligence, Equities, Financial, Financial Services, Fixed Income
Business Analyst - 19 Years of Experience - Near 07030
Summary of Qualifications * Versatile Senior Business Analyst with extensive Investment Banking and Capital Markets experience * Senior Business Analyst with full system development lifecycle experience, including designing, developing, and implementing test plans, test cases and test processes * Nine years as a proprietary trader in Fixed Income, FX, Repo, Equity and Debt Syndicate underwriting. Transitioned from trading t...
Tags for this Online Resume: Fixed Income, Integrate, Business Analysis, Business Analyst, Gloss, Management, Risk Management, Sales, Documentation, Software
managing director director
SUMMARY Successful Equity Finance professional in securities lending, prime brokerage, and equity derivatives structured products. Background includes start up situations and the establishment of supply and demand side business relationships. Strong analytical, computer and teaching skills. Extensive experience integrating securities lending products across various trading desks and among clients.
Tags for this Online Resume: Management, Swaps, Yield Enhancement, Prime, Balance, Balance Sheet, Equity, Bonds, Custody, Hedge Fund
Accountant - 20 Years of Experience - Near 07030
PROFESSIONAL SUMMARY Senior financial officer with experience working for Broker/Dealers, Alternative Investment firms and as a Certified Public Accountant in the Financial Services industry. Successfully launched and built operational infrastructure and accounting controls for several hedge funds while serving as a primary contact for investor relations and due diligence requests. Extensive experience implementing procedur...
Tags for this Online Resume: Financial, Equity, Consulting, Due Diligence, Manufacturing, Budgeting, Cash Management, Financial Statements, Management, Financial Reporting, accounting, cpa, audit, tax, gaap, accountant, excel, controller, finance, manufacturing
Accountant - 20 Years of Experience - Near 07030
PROFESSIONAL SUMMARY Senior financial officer with experience working for Broker/Dealers, Alternative Investment firms and as a Certified Public Accountant in the Financial Services industry. Successfully launched and built operational infrastructure and accounting controls for several hedge funds while serving as a primary contact for investor relations and due diligence requests. Extensive experience implementing procedur...
Tags for this Online Resume: Financial, Equity, Consulting, Due Diligence, Manufacturing, Budgeting, Cash Management, Financial Statements, Management, Accounting, cpa, finance, tax, audit, accounting, controller, gaap, accountant, excel, Hedge Funds, Alternative Investments
Manager - 20 Years of Experience - Near Philadelphia, PA and Baltimore, MD
Program Management Professional specializing in Financial systems: equity services, banking, prime brokerage/securities, and mortgage services, HealthCare: NY State Department of Health, CMS, Independence Blue Cross. Extensive experience with client relationship management systems, complex platform implementation, product integration, vendor management/contract negotiation, budgeting and global team management. Expertise in...
Tags for this Online Resume: PMO, Program Director, Project manager, Project Management, Senior Project Manager, SharePoint, Sharepoint Technologies, Support, Workbench, Business Intelligence, Database, Enterprise Resource Planning, Functional Specs, Hyperion, Java Programming Language, Oracle, Oracle Database, Systems Architect, Data Security, Data Quality, Organizational Change Management, Vendor Relations, agile, Applications Development, CRM, c++, html, c#, it jobs, linux, java, sql, software
Account Manager - 3 Years of Experience - Near 11762
Tags for this Online Resume: Journal Entries, Mergers, Account Manager, Futures, Hedge Fund, Microsoft, Microsoft Excel, Prime, Services, Settlements
Project Manager
Professional Summary: * Solutions-focused, highly motivated Project Manager, Certified Scrum Master, Certifed Scrum Product Owner and Lead Business Systems Analyst with 10 years of experience in all phases of the Software Development Life Cycle (SDLC) including planning, requirements gathering, analysis, design, development, implementation, testing and deployment. * Extensive experience in software engineering methods like ...
Tags for this Online Resume: Structured Query Language, Test, User Acceptance Testing, Acceptance Testing, Microsoft SQL Server, Business Requirements, Management, Microsoft Windows, Software, Software Development
A position that allows me to transform business practices and inspire an educated team to provide the best financial performance in my industry while maintaining an superior culture. Innovation and expeditious execution versus robust markets will be a
To have the greatest team delivering product into our targeted market. This considerers everyone as part of the team (including me) and regular communication against no more than 5 specific goals that will result creating the best performing team in the industry but a unit that continually strives to be the top financial performer in creating shareholder value. A diverse and caring environment must support this. It shoul...
Ideal Companies: Bridgeport, Regional Banks, Asset Management Companies, AIG, Prudential, Bank of America, Black Rock, , KKR, Warburg Pincus
Tags for this Online Resume: Leader, Dividends, culture, Innovator, Initiate, Mentor, engage, Leverage, Transformer, Trust, Turnaround, Passion, Efficient, logistics, Winner, Innovative, manager, c-Suite, Processing, private equity, Innovation, Board, COO, Partner, Consultant
Executive Director - 18 Years of Experience - Near 08817
Tags for this Online Resume: Capital markets, Fixed Income, Futures, Integrate, Management, Process Improvement, Product Management, Pricing, Compensation, Equity
