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Online Resumes with "Pcg Control Specialist Vice President"
Auditing Clerk - 15 Years of Experience - Near 89117
SUMMARY OF QUALIFICATIONS * Qualified professional with over 25 years in BROKERAGE COMPLIANCE & FINANCIAL INVESTMENT OPERATIONS MANAGEMENT & ADMINISTRATION including: o Federal & State Regulations & Audits o Broker Recruiting & Effective Communication o Heavy Client Interaction, Troubleshooting, Crisis Intervention & Problem Resolution o Developing Strategic Compliance Plans, Policies & Procedures o Detail-Oriented & Creati...
Ideal Companies: Brokerage Compliance Audit, Bank Compliance Audit, Auditor Regulatory
Tags for this Online Resume: Compliance, Securities, Documentation, Insurance, Licensing, Sales, Audit, Coaching, Complaints, Financial
