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Online Resumes with "NFA "



Featured Profile

Chief Executive Officer - 20 Years of Experience - Near 10128

Results Oriented Financial Services Executive with experience at the SEC, Pacific Exchange, Royal Bank of Canada, Prudential, and Marsh & McLennan. Specializes in innovatively and strategically building business partnerships, overseeing business development and leading teams. With unwavering integrity, passionately builds enduring and positive relationships with clients, business leaders, and regulators, fostering a consult...

Ideal Companies: Citibank, TIAA, NY Federal Reserve, Morgan Stanley

Tags for this Online Resume: Compliance, Management, Securities, Aml (Macro Lang), Arbitration, Business Development, New Business Development, Policies and Procedures, Retail, Legal

Software Engineer - 10 Years of Experience - Near 94578

A position as a Software Engineer developing applications/ Database Analyst SDG, San Mateo CA Jan 2015 - present Senior Software Engineer SDG specializes in helping companies discover and apply innovative ways to assess risk and uncertainty in order to make the best possible investment decisions. 1. Global Health Innovative Technology Fund (GHIT): Created an investment monitoring and evaluation system that seeks data from o...

Tags for this Online Resume: Javascript, JSON, Management, Microsoft, Microsoft ASP.Net, Microsoft Sharepoint, Microsoft SQL Server, Microsoft Visual Basic for Applications, Microsoft Visual Basic Script, MVC

Local Government

Career Highlights: * Career Firefighter o NFA/VDFP Pro-Board Firefighter - Level II o Highest level of Firefighter Career Development Program

Tags for this Online Resume: Advertising, Project Management, Project Manager, Sales, Manufacturing, Medical, Medical Technician, Microsoft, Microsoft Office, Operating Systems

Vice President - Hedge Fund Accouting - 15+ years experience - New York, NY

SUMMARY Trusted finance and operations leader with domestic and global experience in the investment services industry. Focused on setting product direction for profitability, risk assessment and management, project management. Known for implementation of new product lines, integration of acquired entities, development of process and controls that address and manage operational and vendor risk. Enhances bottom-line profits b...

Tags for this Online Resume: Accounting, Filing, Fund Accounting, Mutual Funds, Valuations, Budgeting, Forecasting, Financial, Financial Oversight, Prime

Financial Analyst - 18 Years of Experience - Near 60645

(Independent Contractor Spectraforce Technologies) * Processed HRU alerts to ensure concurrence and determine if periodic or semi-annual review should be assigned. * Determine after research if correct risk rating was assigned based on business type, product or high risk country attached to alert. * Review all AML alerts generated from KYC Checklist for high risk customers that are screened against OFAC, OSFI and several ot...

Tags for this Online Resume: Audit, Fraud, Quality, Quality Assurance, Quality Control, Management, Underwriting, Aml (Macro Lang), Loan Operations, PEP (Pket Xchnge Protocol, AML, KYC, BSA, Sanctions, Mortgage Specialist

Featured Profile

A person who is well known and respected for his dedication to his work, family and integrity. Proven to handle adversity in the most critical times.

Experienced Senior Operations Executive focused on developing and evaluating enterprise strategies worldwide. Extremely successful in delivering quality service to clients both external and internal. Built consensus and support across all key stakeholders in implementing new products and services globally. Established well-controlled environments with innovated solutions where risks were properly identified and mitigated. M...

Ideal Companies: Prudential, Metlife, Morgan Stanley, JP Morgan, Deutsche Bank, Federal Reserve NY, any Regulator (CFTC, FINRA, NFA)

Tags for this Online Resume: Strategic Initiatives, Business Planning, Business Requirements, Cash Flow, Communication Skills, Evaluate, Hedge Fund, Leadership, Project Planning, Operational Risk

Occupational Health & Safety Specialist - 8 Years of Experience - Near 72111

Tags for this Online Resume: BLS, EMT, Management, Security, Society for Worldwide Interbank Financial Telecommunication, Swift