(Independent Contractor Spectraforce Technologies) * Processed HRU alerts to ensure concurrence and determine if periodic or semi-annual review should be assigned. * Determine after research if correct risk rating was assigned based on business type, product or high risk country attached to alert. * Review all AML alerts generated from KYC Checklist for high risk customers that are screened against OFAC, OSFI and several other sanctions related watch lists. * Determine if alert is exempt, non-exempt, publically traded or regulated by FINRA or NFA * Run Clear Search on all owners and controlling parties to determine if they are PEP, Negative news, or any type of money laundering attached to their names. * Complete decision document and submit for management approval to determine if we concur with proper risk rating. TAJ Technologies) * Selected which code should be used to determine whether an alert should be escalated to a specific platform or cleared based on research. * Perform investigative research and due diligence to adhere to AML & KYC compliance guidelines and escalated any pertinent issues to management. * Review all AML alerts generated from Lexis Nexis Bridger program for high risk customers that are screened against OFAC OSFI and several other sanctions related watch lists. Used Lexis Nexis Bridger Dow Jones ISS CIP 8 among other search engines to clear potential customers from the sanctions Watch List with similar names as well as those generated for PEPs and Negative News.

Highlights:

• Audit
• Fraud
• Quality
• Quality Assurance
• Quality Control
• Management
• Underwriting
• Aml (Macro Lang)
• Loan Operations
• PEP (Pket Xchnge Protocol
• AML, KYC, BSA, Sanctions, Mortgage Specialist