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Online Resumes with "Financial Sales Compliance"
Financial Manager, Branch or Department - 18 Years of Experience - Near 11735
PROFESSIONAL SUMMARY * A very focused financial professional with strong analytical skills and extensive experience across the Financial Services Industry. * Over 18 years of trading & brokerage experience in front, middle and back office, from financial sales, compliance, operations, equity & options trading, and customer service. Managed, trained and supervised a team of registered financial professionals on risk, complia...
Tags for this Online Resume: Complaints, Compliance, Customer Accounts, Customer Service, Equity, Financial, Pricing, Securities, KYC, Management, accounting, accountant, finance, audit, tax
In Between
Tags for this Online Resume: Compliance, HR, Human Resources, Payroll, Audit, Accounts Payable, Cash Management, Drafting, Financial, Fraud
