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Online Resumes with "FINRA"
Experienced Director of Business Development, Sucessful Sales Manager, Mentor, Coach, and Sales Trainer.
I am passionate about helping sales people grow and achieve extraordinary sucess. In both of my Sales Management and Business Development roles, I have worked closely with training and mentoring both new and senior level sales people. I have converted over 20 sales people from average to super successful and achieving their goals and dreams both professionaly and personally. As a Business Developer have a created new and...
Ideal Companies: TD Ameritrade, SalesForce.com, Charles Schwab, Scottrade, Interactive Brokers, Wells Fargo, Nuveen Investments, VanGuard
Tags for this Online Resume: Sales, Sales Management, Business Development, Sales Training, Sales Team Development, Sales Executive, National Sales Manager, Busines to Business Sales, Regional Sales Manager, Travel
Accounts Reconciliation Analyst- over 25 years exp. New York
Brokerage Operations professional with over 25 years experience in back and middle office functions including DTCC settlements, institutional client account recon, stock record analysis, fails control, FINRA compliance and regulatory reporting.
Tags for this Online Resume: Broadridge-BPS, reconciliations, DTCC
Regulatory Compliance Principal
Tags for this Online Resume: regulatory compliance, risk management, broker dealer operations, FINRA, Financial Services, compliance
vice president
Tags for this Online Resume: compliance, regulatory, finra, control administrator
Investment Management Marketing, Greater Philadelphia Area
Tags for this Online Resume: Investment Management, Player-Coach, FINRA, Design, Edit, Write
Employee Benefits & Insurance Consulting - 24 years experience - Dallas
Since 1990, I have sold, designed, priced, underwritten, negotiated and managed group health, life, accident, disability, voluntary and executive benefit plans for over 60 Fortune 500 companies. Responsible for over $1,000,000,000 (billion) in annual premium throughout my career. Experience includes highly customized and unique benefits such as Executive Benefits, Retiree Life Buy-Outs, Group Universal Life, and Group Var...
Tags for this Online Resume: employee benefits, business development, dallas, executive, vice president
Brokerage Consultant - 15 years experience - Trading, Operations, Middle/Back Office and Sales ; Man
I'm a FINRA licensed Securities Brokerage Consultant with over 13 years experience in trading, middle/back office, sales and managing conversions/transitions. Furthermore, I'm a subject matter expert on brokerage operations with a successful record of relationship management, issue resolution, product knowledge and technical expertise in conversions. Willing to work domestically but also internationally.
VP, Operations & Customer Service, 25 years experience, specializing in Retirement - NJ
To obtain a senior position with a company that is looking to increase customer satisfaction and loyalty by utilizing my unique experience.
Tags for this Online Resume: Customer Service, FINRA Series 99, Lean Six Sigma, JD Power Certified , Call Center, Leadership, Retirement and Benefits Professional, Operations
Chief Financial Officer - 20 Years of Experience - Near 30327
My name is Tom Garr and, I would like to, respectfully, submit my attached resume to you for consideration for a position on your team as a Chief Operating Officer or Chief Financial Officer.
Tags for this Online Resume: Risk, Finance, Audit, Management, Marketing, Profitability, Strategic, Atlanta, Funding, Cash Flow, Shareholder
Financial Analyst - 4 Years of Experience - Near 46240
To whom it may concern, I have spent the last 14 months working for Periculum Capital Company; the largest true investment bank in Indiana. Given that Periculum is a generalist investment bank, I have had the opportunity to research and acquire knowledge across a broad spectrum of industries and what drives value in those industries. My main responsibilities include performing research and analysis, extensive excel modelin...
Tags for this Online Resume: S, Microsoft Excel, Microsoft Outlook, Microsoft Powerpoint, Microsoft Word, FINRA Series 79, CFA Level 2
Director/Leader Broker Dealer Services
My objective is to acquire a key position within the financial services industry that will allow me to use the skills that I have acquired, while helping the organization I join reach its set objectives.
Ideal Companies: Fund Companies, broker dealers (Merrill Lynch, Citigroup Fidelity), retirement organizations, banks and transfer agencies
Tags for this Online Resume: project manager, Mutual Funds, Business Analyst, SERVICE manager operations, brokerage Operations, Clearnace and Settlement, DTCC
Financial Analyst - 20 Years of Experience - Near 60601
• Comprehensive business experience in the OTC and Exchange Traded Derivatives working with CFTC, NFA, SEC, and FINRA regulations • Creative problem solver who thrives on challenges with the ability to plan and execute complex cross-department projects • High level of integrity and professionalism. Resourceful team builder, goal-oriented, participatory and demanding leader. Excellent interpersonal, organizational and commu...
Tags for this Online Resume: AML, Swaps, Regulatory , Compliance, Risk Analyst, Compliance Officer
