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Online Resumes with "FINRA Arbitrator"
Top Securities and Compliance Attorney
Senior Attorney with 20 years of diverse experience in leading financial services organizations. Proven success in reducing risk, resolving complex legal matters and policy problems, negotiating controversial issues, and promoting sustainable financial growth. Excellent writing and communication skills that are complimented by fluency in Spanish. Recognized for sound judgment, strategic foresight, and calm under pressure. ...
Ideal Companies: Wellington Management, Eaton Vance, etc.
Tags for this Online Resume: Securities, Contract Drafting and Review, Legal Research, Analysis and Writing, Regulatory Compliance
Adjudicator
Detail oriented, analytical, leadership minded, and business driven attorney with experience in securities litigation, securities regulation, and legal and compliance. Experience includes structured finance securities, securities class actions, FINRA arbitrations, fixed income securitization analysis, brokerage account analysis, GAAP and Sarbanes-Oxley compliance, corporate governance, staff and paralegal management, and a...
Tags for this Online Resume: Associate, Legal and Compliance, Analyst
Lawyer - 4 Years of Experience - Near 75214
SUMMARY I am a senior commercial litigation and arbitration attorney in private law practice looking for an in-house opportunity. I currently am and have been a partner/shareholder and equity partner in regional and national law firms, with an emphasis on banking and securities litigation, and arbitrations representing broker-dealers, investment advisers, wealth management advisers, hedge funds and private equity firms and ...
Tags for this Online Resume: Arbitration, Litigation, Securities, Bankruptcy, Joint Ventures, A SERIES, Annuity, Automotive, Banking Industry, Billing
Lawyer - 20 Years of Experience - Near 60015
Summary Highly-experienced attorney with excellent leadership and organizational skills. Work in multi- jurisdictional law firms, as in-house general counsel of banking group, as law school adjunct professor, as chair of the leading educational organization for Illinois attorneys, as an educational trainer both in the U.S. and overseas, as a FINRA arbitrator, and as an expert witness in commercial cases. Designing and teach...
Tags for this Online Resume: Acquisitions, Acquisitions and Dispositions, Bankruptcy, Filing, Financial, Litigation, Real Estate, Deductions
Business / Legal Professional with team leadership expertise and entrepreneurial vision with a strong foundation in law.
I am a business / legal professional seeking a challenging opportunity in a growing organization. The ideal company provides a collaborative environment that promotes creativity and expects its team members to take ownership of every task. The company should value participative management and strong, positive leadership. I want to leverage my years of diverse experience to identify and seize opportunities while solving prob...
Ideal Companies: Walmart, Tyson, Edward Jones, Raymond James, Churchill Downs, Inc., PGA, Clubcorp
Tags for this Online Resume: Mortgage Loans, Bankruptcy, SEC, Securities and Exchange Commission (SEC), Arbitration, CFO, Financials, Receivables, Venture Capital, Securities
