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Online Resumes with "Debt Markets"



Financial Investigator

Extensive broker/dealer compliance policy and procedures experience in financial regulation. Over 10 years regulatory experience in equity and debt markets during highs and lows of each market.

Tags for this Online Resume: Regulation, Compliance, Finance

Featured Profile

Chief Operations Officer - 20 Years of Experience - Near 94117

EXPERIENCE SUMMARY: Over 25 years of extremely accurate, reliable and efficient back-to-mid office operations combined with fund portfolio accounting, confidential client management processes and composed, tactful trade execution in global futures, equities, foreign-exchange and debt markets. These traits and roles are supplemented with complex compliance expertise, private fund investment research and integral bookkeeping ...

Tags for this Online Resume: Commodities, Futures, Certificate Authority, Real Estate, RIA, Wire Transfers, Accounting, Compliance, SEC, Alternative Investments, Private Funds, Asset Allocation, Trade Execution, Client Services, Account Management, Portfolio Construction, Client Invoicing

Controller - 15 Years of Experience - Near 10538

Tags for this Online Resume: Audit, Equity, Management, Internal Controls, Equities, Quality Assurance, Quality Assurance Testing, Test, CAO, CFO