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Online Resumes with "Chief compliance officer"
Compliance Officer - 20 Years of Experience - Near 19137
To be the CHIEF COMPLIANCE OFFICER(or at least a senior level Legal or Compliance Officer)of a SECURITIES BROKER DEALOR, investment advisor, investment company/mutual fund
Tags for this Online Resume: Securities Industry, attorney, compliance professionalionalchief AML Officer, chief compliance officer IND.Broker-Dealer, Investment Adviser, Compliance, Financial, Financial Statement, Financial Statements, Fixed Income, Fraud, Management, Philadelphia, PA, Equities, Council, Financial Services, Banks
Chief Financial Officer
Tags for this Online Resume: Cash Flow, Financial, Financial Reporting, Forecast, Management, Property Management, Real Estate, Accounting, Fund Accounting, Equity, Innovative Planning Strategies, Executive Management, Project Management, Operations Efficiency, Forecasting and Budgeting, Financial Modeling, Start-Ups, Organizational Restructure, Mergers, Financial Analysis, Due Diligence, Business Process Analysis, Investment Analysis, Regulatory Reporting, GAAP, GASB, ERP Integration Solutions, Sarbanes Oxley Compliance, Audit, 990s | CAFR | 10-Q | 10-K, Fund Administration
Medical or Health Services Manager
SUMMARY: During my years in clinical practice, I developed leadership skills as a Managing Partner of Freehold Radiology Group and Director of Radiology at South Amboy Memorial Hospital. I also performed non-clinical administrative duties, including Chief Compliance Officer, Privacy Officer and Radiation Safety Officer. I have achieved certifications in Healthcare Compliance (CHC), Healthcare Privacy Compliance (CHPC), and ...
Tags for this Online Resume: CT, Special Procedures, CCS, Certified Pension Consultant, Coding, Compliance, Consulting, Documentation, Health Care Industry, Leadership
Chief Financial Officer
SUMMARY OF QUALIFICATIONS MBA and CPA with over 20 years of progressively responsible management, financial, accounting, and compliance experience with a Big Five accounting firm, Fortune 100 company and privately held companies. Strong leadership and interpersonal skills. Able to communicate and work effectively with persons at all levels and with a wide range of interests, including board of directors, corporate managemen...
Tags for this Online Resume: Budgeting, Certified Public Accountant, Compliance, Data Security, Financial, Financial Reporting, Insurance, Internal audit, Management, Risk Management
Compliance Manager
Summary Nationally recognized Chief Compliance Officer and trust expert with a unique blend of 40 years' experience in fiduciary risk management, compliance, trust and estate administration, asset management, estate planning, legal counsel, and department management. In depth knowledge of all aspects of the fiduciary business and pertinent laws and regulations. Demonstrated ability to utilize first line practical experience...
Tags for this Online Resume: Strategic Initiatives, Compliance, Management, Policy Development, Risk Management, Aml (Macro Lang), Banking Industry, Legal, Asset Management, Business Planning
Lawyer - 20 Years of Experience - Near 07043
Seeking General Counsel or Chief Compliance Officer position utilizing my background and experience, particularly in the healthcare industry.
Tags for this Online Resume: Healthcare, Compliance, Mergers , Contracts, SEC, Insurance, Corporate Goverance, Privacy, Advertising, Consumer Products
Visionary Leader who Energizes the Enterprise's Performance through an entrepreneurial approach to all tasks.
Dynamic CFO and leader with more than 20 years of management experience in financially oriented roles. Demonstrated expertise in financial reporting, operations, risk management and compliance. In addition to CFO roles has held COO positions as well as Chief Compliance Officer. Known for hiring, training and developing efficient staff and strong management teams.
Ideal Companies: CME Group, Exelon, Federal Reserve Bank, MacArthur Foundation, Intercontinental Exchange, E*TRADE, Microsoft, MacArthur Foundation
Tags for this Online Resume: Finance, Risk, Compliance, GAAP, Strategy, Certified Public Accountant, Leadership, Management, Financial, Financial Management, Project Management, Policies and Procedures, Risk Management, Infrastructure
Chief Operations Officer - 20 Years of Experience - Near 76249
Tags for this Online Resume: Assessments, Automotive, Management, Retail, Sales, Training, automotive, sales, management, AFIP Master Certified, F&I Platform Director, General Sales Manager, F&I Director, Chief Compliance Officer, National Sales Development and Training, National F&I Development, New and Used Car Director, South Central Regional Account Manager, Consultant, Dealer Assessments & Strategic Planning
Chief Compliance Officer - 20 Years of Experience - Near 78753
SUMMARY Executive leader with the ability to set the long term strategy and vision while also executing on the tactical milestones to enable attainment of that strategy and vision. Proven experience in managing diverse, global teams, cross-functional technology and business programs, and delivering value to the organization through effective partner and vendor management. Key Strengths include: * Consumer Regulatory Complia...
Tags for this Online Resume: Management, Risk Management, Acquisitions, Compliance, Consumer Lending, Due Diligence, Integrate, Project Management, Project Manager, Strategic Initiatives
Chief Operations Officer - 20 Years of Experience - Near 33312
To work within a company that values its people and its clients as much as its bottom line. Using the Kaizen principle of constant improvement, I would seek out the viewpoint of everyone involved to refine the process thus increasing the company�s bottom line. Only by using technology and developing partnerships within and external to the company can the most efficient and beneficial outcomes be achieved. Cross-functional a...
Ideal Companies: Sitel, Sysco, Ultimate Software, Inktel
Tags for this Online Resume: Director of Operations, build alliances, generate trust, pragmatic, strategic, conceptual thinking, judgment, intelligence, high integrity, service-oriented, collegial, collaborative, interpersonal skills, work ethic, Excellence, Fun, Personal Fulfillment, Accountability, Kaizen, Team, Integrity, Service, Core Values, maximize ROI, client experience, people focused, large corporation, small company, Success Focus, Corporate communications, cross-company, Cross-functional, beneficial outcomes, Efficiency, Effective, Efficient, Financial Advisory, Financial Statements, Financial Analysis, Finance, Revenue & Profit Growth, Forecasting, Financial Forecasting, Microsoft Access, Microsoft Word, Microsoft Power Point, Microsoft Excel, Event Planning, Public speaking, Repairs, Customer Service, Disposition, Marketing, Landscaping, Transactions, Real Estate, Maintenance, Landscape, Renovation, Brokerage, Sales, Homes, Residential, Commercial, Properties, Investment, Property Management, Microsoft Office, Presentations, Teaching, Public Speaking, Project Management, Analysis, Budgets, Negotiation, Management, Logistics, Supply Chain Optimization, Team Building, Contract Negotiation, Contracts, Business Process Improvement, Strategic Planning, Leadership, Continuous Improvement, Thought Management, Operations Management, FICS system, Matrix, MLS system, QuickBooks Pro 2017, QuickBooks, Outlook, Access, PowerPoint, Excel, Word, Microsoft Office Suite, Mortgage Broker, Real Estate Salesman, Broker, Realtor, Instructor, Classroom Instructor, Loan Servicing, strategic roadmaps, corporate operations, corporate communications, tactical planning, customer service delivery, ROI, project milestones, translate business needs, project scope, information technology, IT, cross-selling, waste reduction, recruitment, human resources, marketing, sales, relationship management, project management, enhancing productivity, streamlining processes, Kaizen methodology, strategic management, training and development, team leadership, administration, accounting, finance, operational management, operations, KPI, Commercial Acumen, Staff development, Customer experience
Vice President - 20 Years of Experience - Near 33319
& CORE COMPETENCIES An accomplished visionary executive that possesses various qualities including participative leadership along with broad-spectrum experience in the Healthcare Administration and Financial Services sectors. A decisive leader with proven success in identifying hidden opportunities for operational improvement development and growth. Ability to use clear/concise communication skills to facilitate mission obj...
Tags for this Online Resume: Management, Infrastructure, Training, Asset Management, Compliance, SEC, Securities and Exchange Commission (SEC), Compensation, Services, Financial
Senior Counsel/Compliance Counsel Mortgage Industry - Compliance Counsel/Financial Services - 20+ Years Experience
Stripped down to its core, my "Career Objective" is to maintain - through those policies and procedures I have created - a clear understanding that upholding a viable "culture of regulatory compliance" does NOT automatically equate to a loss of business or operational interference.
Tags for this Online Resume: Compliance, Consulting, Litigation, Financial Industry, counsel, Complaints, general counsel, chief compliance officer, Policies and Procedures, Financial, Senior Counsel, strategist, regulatory compliance, Dodd-Frank, Privacy/Reg B
