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Online Resumes with "COMPLIANCE OFFICER"
Software Engineer
Tags for this Online Resume: Security, Physical Security, Reviews, Audit, Compliance, Internal Controls, Policies and Procedures, Risk Assessment, SCRUM, Scrum Agile Methodology
Sales Manager - 20 Years of Experience - Near 07003
Ideal Companies: Finance, Sales , Fintech
Tags for this Online Resume: Equities, Securities, Equity, Financial, Liquidity, P&L, Services, Sales, Business Development, Compensation
Compliance Manager
Tags for this Online Resume: Consulting, Marketing Management, Financial, Financial Management, Management, Risk Assessment, Communications, Compliance, Health Insurance Portability And Accountability Act, Information Security
Lawyer - 20 Years of Experience - Near 98112
Tags for this Online Resume: VSS, Acquisitions, Mergers, Joint Ventures, Litigation, Mergers & Acquisitions, Management, Legal, Budget Control, Budgeting
General Counsel
Ideal Companies: AirBnB, Amazon, Instacart
Tags for this Online Resume: Legal, Planning, Product Development, Social Media, Strategic Planning, Drafting, Architectural, Budgeting, Family Law, Management
Compliance Officer - 16 Years of Experience - Near 06611
Career Objective - To lead a team of high performance individuals as Chief Compliance Officer, Chief Operating Officer, or Managing Director.
Ideal Companies: Goldman Sachs, SpaceX, Credit Suisse, JP Morgan, Morgan Stanley, UBS
Tags for this Online Resume: Management, Drafting, Billing, Due Diligence, SEC, Securities and Exchange Commission (SEC), Documentation, Risk Management, Compliance Risk, Operational Risk, Risk Assessment, Implementing and Managing Change, Turnaround, Cyber Security, Internal Controls, Global Operations, SOX, Legal, Investment Banking, Crisis Management, Data Breach Notification, Intellectual Property, Dodd-Frank Act, USA PATRIOT Act, Communication, Vendor Risk Management
Compliance Officer - 5 Years of Experience - Near 16142
Tags for this Online Resume: Pediatrics, Compliance, Home Care, Human Resources, PEDIATRIC, Administrative Assistant, Clarion, HR, Medical, Medical Records
Financial Analyst
Tags for this Online Resume: Balance, Balance Sheet, Data Analysis, Accounting, Business Analysis, Compliance, Database, Equity, Financial, Financial Reporting
Not Listed
Tags for this Online Resume: Audit, Internal audit, Policies and Procedures, Management, Call Center, Risk Assessment, Compliance, Fraud, Insurance, Project Management
Quality Assurance Director - 10 Years of Experience - Near 61821
Multi-Site/State Healthcare Operations/Corporate Compliance Strategic and Operational Planning Quality and Performance Improvement Budgeting and Financial Reporting Conducting Needs Assessments Relationship and Team Building Decision-Making and Problem Solving Presentations, Negotiations, and Deal Closing Removing Survey Deficiencies Managed Health Regulatory Requirements
Tags for this Online Resume: Management, Behavioral Health, CFO, Compliance, Home Health, Managed Care, Planning, Risk Management, Strategic Planning, Assessments
Financial Specialist - 16 Years of Experience. Series 7/63, 65 & 9/10 Brokerage Licenses
To obtain an Associate Principal Examiner position and conduct risk-based examinations of FINRA member firms and registered representatives. Key Strengths Strong knowledge of FINRA rules, and Federal Bank regulations. Motivated leader with strong organizational and prioritization abilities. Areas of expertise include AML/BSA reporting, Patriot Act.
Ideal Companies: FINRA
Tags for this Online Resume: Account Management, ACH, Audit, Banking Industry, HVAC, Management, Microsoft, Microsoft Office, Project Management, Quality Assurance
Compliance Officer
Tags for this Online Resume: Advertising, Sales, Appraisals, Licensing, Retail, Account Manager, Retail Sales, Marketing Management, Banking Industry, Account Management
