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Online Resumes with "COMPLIANCE "
Financial Specialist - 16 Years of Experience. Series 7/63, 65 & 9/10 Brokerage Licenses
To obtain an Associate Principal Examiner position and conduct risk-based examinations of FINRA member firms and registered representatives. Key Strengths Strong knowledge of FINRA rules, and Federal Bank regulations. Motivated leader with strong organizational and prioritization abilities. Areas of expertise include AML/BSA reporting, Patriot Act.
Ideal Companies: FINRA
Tags for this Online Resume: Account Management, ACH, Audit, Banking Industry, HVAC, Management, Microsoft, Microsoft Office, Project Management, Quality Assurance
Financial Manager, Branch or Department
Tags for this Online Resume: Billing, Budgetary, Mergers, Planning, Strategic Planning, Budgeting, Compliance, Financial, Financial Services, Leadership
Compliance Officer
Tags for this Online Resume: Advertising, Sales, Appraisals, Licensing, Retail, Account Manager, Retail Sales, Marketing Management, Banking Industry, Account Management
Admissions Director
Tags for this Online Resume: Compliance, JIRA, Pretty Good Privacy, Program Manager, Project Control, Project Controls, SFTP, Test, Test Plans, Troubleshooting
Chemist
Tags for this Online Resume: Quality Assurance, Regulatory Affairs, Research, Research and Development, Test, Manufacturing, Product Development, Chemistry, Pharmaceutical, Compliance
Chief Financial Officer - 20 Years of Experience
Tags for this Online Resume: Security, Cash Flow, Integrate, Payroll, Accounting, CIO, Compliance, HR, Human Resources, Management
Compliance Officer
Tags for this Online Resume: Fraud, Aml (Macro Lang), Asset Management, Banking Industry, Capital markets, Compliance, Financial, Financials, KYC, Management
Motor Vehicle Inspector
Tags for this Online Resume: Scheduling, Manufacturing, Audit, Class A CDL, Transportation, D.O.T., Delivery Driver, Logistics, Management, Medical
Vice President
Tags for this Online Resume: Services, Shared Services, Accounting, Buying, Compensation, Compliance, Financial, Financial Statement, Forecast, Leadership
Insurance Sales Manager
Tags for this Online Resume: Sales, Accounts Receivable, Compliance, Documentation, Financial, Financial Analysis, Forecasting, Internal Controls, Retention, Root Cause Analysis
Controller
Tags for this Online Resume: Financial, Financial Reporting, Services, Shared Services, Accounting, Compliance, Consulting, GAAP, Generally accepted accounting principles, Reconciliations
Federal Government - 20 Years of Experience - Near 35613
Tags for this Online Resume: Logistics, Policies and Procedures, Construction, Compliance, Corrective Actions, Inventory, sheets, Support, Training, AST
