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Online Resumes with "CHIEF COMPLIANCE OFFICER"



Chief Compliance Officer

Tags for this Online Resume: Regulatory compliance, regulatory examinations, internal audits, policies and procedures, education and training, team building

Pharmaceutical Executive/Chief Compliance Officer - 20+ years Experience - Boston

Tags for this Online Resume: Boston, Boston, Chief Compliance Officer, Chief Compliance Officer, Pharmaceutical Biotech, Medical Device, Pharmaceutical Biotech, Medical Device, Senior Vice President, Senior Vice President, Life Sciences, Life Sciences, Commercial Compliance, Commercial Compliance, Regulatory Compliance, Regulatory Compliance, New York, New York, San Francisco, San Francisco, San Diego, San Diego, Vice President, Vice President, VP, VP, Global, Global, FCPA, FCPA, International, International

Chief Compliance Officer

Chief Compliance Officer

To continue to be a productive member of a team, with longevity and stability.

CCO

Chief Compliance Officer; head of compliance/risk

Tags for this Online Resume: compliance, investment management

Compliance Supervisor

Pacific Pearl Group - West Palm Beach FL Chief Compliance Officer - 2012,2013 Self Employed - Trader November 2011 - August 2012 Traded equities and execute various options strategies utilizing research and stock market trends to self sustain my income Kane Reid Securities dba TradeKing, Fort Lauderdale, Florida February 2007- January 2011 Supervisor of Compliance and Customer Identification Responsible for the superv...

Chief compliance Officer

Chief Compliance Officer

Seeking senior compliance position with broker-dealer, registered investment adviser, or consultant/contractor

Chief Compliance Officer

Portfolio Manager / Analyst / Relationship Manager

I'm an investment professional with over 20 years of experience managing top performing investment strategies, researching companies and managing people and client relationships as a portfolio manager, Director of Research, research analyst and relationship manager.

Tags for this Online Resume: portfolio manager, research analyst, relationship manager, client service, Chief Compliance Officer, Director of Research

Featured Profile

Chief Financial Officer - 20 Years of Experience - Near 30327

My name is Tom Garr and, I would like to, respectfully, submit my attached resume to you for consideration for a position on your team as a Chief Operating Officer or Chief Financial Officer.

Tags for this Online Resume: Risk, Finance, Audit, Management, Marketing, Profitability, Strategic, Atlanta, Funding, Cash Flow, Shareholder

Financial Manager, Branch or Department - 20 Years of Experience - Near 60022

I'm a Chief Credit/Compliance Officer(Senior Vice President)who has 25 years experience in banking industry for the Commercial and Real Estate Lending as well as Banking Laws & Regulations.

Tags for this Online Resume: Glencoe, Chief Risk Officer, Chief Compliance Officer, Bank Director, Senior Lending Officer/VP, Bank Director