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Online Resumes with "Brokerage operations"

Brokerage Operations and Compliance Analyst

Accounting & Finance Resumes - Accountant Resumes - Summit, NJ

Tags for this Online Resume: Customer Service, Administrative, Compliance, Surveillance, equity, foreign and option orders, Trading Operations

Featured Profile

Stock Brokerage Operations

Clerical & Administrative Resumes - Brokerage Clerk Resumes - East Brunswick, NJ

A job with stability. A job with career advancement. A job with good benefits

Ideal Companies: DTCC, small Brokerage houses

Tags for this Online Resume: Restricted Stock Specialist, Legal Transfer Specialist, Lost Certificates, Reorganization experiance, Brokerage Operartions, Microsoft words, Excel, ADP system

Client Service Associate

Customer Service Resumes - Customer Service Representative Resumes - East Elmhurst, NY

“Obtain a position as a team-player in a people-oriented organization where I can maximize my customer-service experience in a challenging environment to achieve the corporate goals.”

Tags for this Online Resume: Client Service Associate, Customer Service Resresentative, Finance, backoffice brokerage operations, client onboarding/new accounts, backoffice new accounts

Business Development, Southern California

Management & Business Resumes - Revenue Management Resumes - San Diego, CA

Responsibility for the revenue growth and operational effectiveness of a logistics firm offering comprehensive customized logistics solutions to the fortune 500. Lead the managed the asset fleet operations and non-asset brokerage operations. Would like to spearheaded the talent acquisition and professional development of sales and operations teams. Develope best practice processes, staff KPI's and command & control procedur...

Tags for this Online Resume: Logistics, Transportation, Business development, Sales, Management, P&L

Director

Management & Business Resumes - Director Resumes - Acton, MA

Tags for this Online Resume: Product Manageent , Financial Services, Brokerage Operations , Equities, Compliance, Trading

Senior Management Professional - Financial Brokerage Operations - 15 years experience

Accounting & Finance Resumes - Financial Manager, Branch or Department Resumes - Waddell, AZ

Assistant Trader

Accounting & Finance Resumes - Financial Specialist Resumes - New York, NY

To obtain a position as an assistant trader or in the brokerage operations area

Tags for this Online Resume: series 7, series 55, series 63, excel

Investment Operations Specialist

Customer Service Resumes - Sales Assistant Resumes - Colchester, CT

Tags for this Online Resume: Operations specialist, Investment operations, sales assistant, brokerage operations, wealth mangement, wall street

Brokerage Operations Director - 21 years of experience

Manufacturing & Production Resumes - Operations Manager Resumes - Ashville, OH

I am an ambitious professional with expertise in Brokerage Operations, Capital Markets, Treasury Management and Investment Sales. Proven ability to support and communicate with all levels of management, sales personnel, administration, internal and external auditors and industry regulators like FINRA and the OCC.