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Online Resumes with "Brokerage Operations "



Brokerage Operations and Compliance Analyst

Tags for this Online Resume: Customer Service, Administrative, Compliance, Surveillance, equity, foreign and option orders, Trading Operations

Client Service Associate

“Obtain a position as a team-player in a people-oriented organization where I can maximize my customer-service experience in a challenging environment to achieve the corporate goals.”

Tags for this Online Resume: Client Service Associate, Customer Service Resresentative, Finance, backoffice brokerage operations, client onboarding/new accounts, backoffice new accounts

Business Development, Southern California

Responsibility for the revenue growth and operational effectiveness of a logistics firm offering comprehensive customized logistics solutions to the fortune 500. Lead the managed the asset fleet operations and non-asset brokerage operations. Would like to spearheaded the talent acquisition and professional development of sales and operations teams. Develope best practice processes, staff KPI's and command & control procedur...

Tags for this Online Resume: Logistics, Transportation, Business development, Sales, Management, P&L

Director

Tags for this Online Resume: Product Manageent , Financial Services, Brokerage Operations , Equities, Compliance, Trading

Senior Management Professional - Financial Brokerage Operations - 15 years experience

Assistant Trader

To obtain a position as an assistant trader or in the brokerage operations area

Tags for this Online Resume: series 7, series 55, series 63, excel

Investment Operations Specialist

Tags for this Online Resume: Operations specialist, Investment operations, sales assistant, brokerage operations, wealth mangement, wall street

Brokerage Operations Director - 21 years of experience

I am an ambitious professional with expertise in Brokerage Operations, Capital Markets, Treasury Management and Investment Sales. Proven ability to support and communicate with all levels of management, sales personnel, administration, internal and external auditors and industry regulators like FINRA and the OCC.

General Manager, Tacoma

My background is a perfect fit to manage a shipping facility or develop/enhance a brokerage operation of transportation company.

Tags for this Online Resume: Project management, logistics, integrity, stability

brokerage operations executive

Tags for this Online Resume: prime brokerage operations, margin, credit risk, compliance, middle office

Financial Services, Vice President, Manager of Corporate Actions

Tags for this Online Resume: Corporate Actions, Brokerage Operations, Hedge Fund