CV, Curriculum Vitae and Online Resumes Search

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Online Resumes with "Banking Regulatory"

Auditor - 20 Years of Experience - Near 02019

My experience is in the banking regulatory compliance field with specific involvement in risk management. My background consists of monitoring, auditing, training and follow up of regulatory compliance banking examinations. My responsibilities consisted mainly of developing and performing risk assessments in all compliance fields (for example fair lending and Bank Secrecy); implementing the results of risk assessments wit...

Tags for this Online Resume: banking, reg compliance, risk assess., training, auditing, risk manag., travel

Residential Real Estate Sales Agent - 13 Years of Experience - Near 75134

SUMMARY OF QUALIFICATIONS: ● 13 years’ experience within the Mortgage/Banking Industry, (9 yrs.) Frontline Mortgage Underwriter, Senior Project Manager, Branch Manager, Compliance Loan Specialist, Sr. Loan Officer, and Underwriter are many of the Titles I have held in the Real Estate Arena. ● Sr. Project Management with an emphasis in Loan Origination, RESPA Disclosures, TILA Disclosures, Loss Mitigation, and Remediation Lo...

Financial Services Sales Agent - 20 Years of Experience - Near 29301

I recently left my position with SunTrust Bank managing/selling to automobile dealership clients for the state of Georgia, excluding Atlanta and north of I-20. As you can imagine, it required significant travel while living in Spartanburg, but provided me with excellent experience selling and managing commercial accounts and expanding upon my previous experience. While I enjoy the industry, due to the current banking and ...

Tags for this Online Resume: South Carolina, Automotive Financial Services, Commercial Lending, Georgia, North Carolina, Entrepreneur, SVP, Deposits, Management, Underwriting, Automotive, Receivables, Customer Service, Financial, Financial Services, Deposits, Management, Underwriting, Automotive, Receivables, Customer Service, Financial, Financial Services

Auditor

SUMMARY Task-oriented audit executive with broad experience in the financial services industry as well as real estate. Audit experience and strengths include Risk Management and Reporting, Commodities, FX, Emerging Markets, OTC Securities, Municipals, Real Estate, Derivatives, Mutual Funds, Treasury Activities, Regulatory Reporting, AML, Credit Lending, Regulatory and Financial Reporting and Sarbanes Oxley Compliance. Funct...

Tags for this Online Resume: Internal Audit, Compliance, Financial Services, SOX, Financial Statement, KYC, AM, Internal Control, PMO, Project Management

Law Clerk - 10 Years of Experience - Near 06880

Summary: * Regulatory Compliance Analyst for major US Broker - Dealers and International Banks. * Regulatory reporting on Futures contracts, Margin Requirements, and Commodities. * Prepare, review and negotiate Prime Brokerage, Derivatives Clearing and Non-Disclosure Agreements. * Maintained a comprehensive database of all completed and pending guarantees and master agreements (MSFTA), including AML/Patriot Act/ OFAC/SDNs. ...

Tags for this Online Resume: Documentation, Complaints, Litigation, Project Manager, SharePoint, Compliance, Relativity 9, ISDA Negotiation, Contracts, Discovery, Motion Practice, Lawyer, Mortgages

Loan Officer - 20 Years of Experience - Near 60619

PROFESSIONAL SUMMARY Aggressive, goal-oriented professional with 20 + years of experience in commercial and cash flow lending, SBA financing (7A), new business development, portfolio management, credit analysis, and property management. Reputation as a problem solver with excellent interpersonal, communication, analytical and customer service skills. Possess working knowledge of bank regulatory compliance through certified ...

Tags for this Online Resume: Banking Industry, Corporate banking, Training, High Net Worth, Financial Industry, Deposits, LESS, Bank Deposits, Cold Calling, Management, Banking Industry, Small Business Banking, Cold Calling, Portfolio Management,, Commercial Loan Officer

Chief Financial Officer - 20 Years of Experience - Near 91303

SUMMARY OF PROFESSIONAL HISTORY 25 years of professional experience in domestic and international banking and finance. 2 years in trading and manufacturing. 2 years in construction. 8 years in handling the books of accounts of group of companies. 5 years in distributorship of Smart telecom cards and units for seafarers. 2 years in real estate business. 3 years in pre-need industry. 3 years in mining industry. 7 years in con...

Tags for this Online Resume: Financial Industry, Mining, Marketing Management, Sales, Real Estate, Manufacturing, Bonds, Liquidity, Management, Accounting

Financial Analyst

Professional Summary Over 5 Years of experience in SAS programming and Data Analysis in Windows, UNIX and Linux environment. * Excellent understanding of financial requirement of Banking and Regulatory Compliance like Anti-Money laundering (AML), KYC and Credit Risk analysis. * Extremely proficient with the advanced features of Microsoft Excel and used it extensively for creating dashboards . * Experience in all phases of S...

Tags for this Online Resume: SAS, Macro (Predefined Code), Structured Query Language, Business Requirements, Data Analysis, Documentation, Management, Oracle, Proc, Retail

Lead Developer

Summary SAP Sybase Database Architect, Data Modeler and Technical Lead with around 16 years of software architecture, design and development experience on a wide variety of platforms, operating systems and databases. Around 6 years of experience as a database lead and architect in application development, upgrade and migration projects.4 years of project management experience as technical project manager in managing end to ...

Tags for this Online Resume: IBM DB2 Database, Architect, Business Contingency Planning, Data Modeler, Database, Dba (Database Admin), Engineering, Infrastructure, Microsoft SQL Server, Oracle