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Online Resumes with " Prime Brokerage"



Started in back office operations ended in Capital markets

My experience is my goal to be able to pass along knowledge that I know to the new members in this industry.

Tags for this Online Resume: Margin specialist, Prime brokerage expert, Regulation T expert, Finra expert, 29.5 years experience, equity,domestic and international

brokerage operations executive

Tags for this Online Resume: prime brokerage operations, margin, credit risk, compliance, middle office

SALES & PRODUCT DEVELOPMENT Prime Brokerage, correspondent clearing

FINANCIAL SERVICES | FULL SERVICE CLEARING SOLUTIONS | PROJECT MANAGEMENT EXPERTISE

Tags for this Online Resume: Broker-Dealer, Prime Brokerage, Correspondent clearing, Customer Service, Relationship Manager , Margin.credit

Vice President, Client Relationship, Business Development, Prime Brokerage.

Senior Marketing, Client Relationship, Business Development & Prime Brokerage expert. Experienced professional who can formulate, deliver on business strategies and client focused solutions, generate revenue and improve margins.

VP prime brokerage security lending operations

Looking to join a operations team and be involved in the daily balancing and all the day to day proceedures. To monitior firms books and records.Heavy phone volume and speaking with clients daily was always part of my job functions .

Relationship Manager - Alternative Investments

Tags for this Online Resume: New York, Fixed Income, Middle Office, Operations, Alternative Investments, Prime Brokerage

Oracle Developer with 10 years experience and advent geneva knowledge - New York

excellent skill set in implementation of prime brokerage system used by hedge fund managers. can integrate the trading system to advent geneva. looking for an opportunity in this stream line of designing and development of the portfolio system from dawn to desk, to fulfill the end user requirements.

Tags for this Online Resume: Oracle, Pl/SQL, Advent Geneva, Hedge Fund, Prime Brokerage, Informatica, RSLs

Financial Analyst- Prime Broker, Cash Management, Margin, Risk Management, Operation Control, Settlement.

As you will see from my attached resume, I have 14 years experience in investment banking. My experience in Middle Office andBack Office operations including: Business Analysis, Trade Support, Risk Management Analysis, Credit Analyst, Settlement systems, Divident, Prime Brokerage,Margin, Derivatives, P & S, Corp Actions, Options, Professional Clearance make me a perfect candidate for this position. Please contact me a...

Tags for this Online Resume: Prime Brokerage, Settlements, Trade Support, Risk Management Analysis, Margin

Accountant - 20 Years of Experience - Near 10016

head * Created a robust performance management team of fourteen professionals. * Built strong relationships with other Departments including Front Office, Operations, Accounting, and Risk management * Meet with Internal and external auditors and regulators * Monitor Capital usage using Basel 1 and Basel 2. * Created an "Account Ownership" policy * Played an important role in the implementation of a new General ledger system...

Tags for this Online Resume: Audit, Equity, Front Office, Accounting, Balance, Balance Sheet, Internal audit, Management, Swaps, Documentation, product control, project management, Fixed income products

Medical & Health Services Manager - 5 Years of Experience

Professional Summary * Expertise in diverse domain technologies like Healthcare. * Dynamic, self-directed, resourceful and results driven individual produce quality of work even under extreme time pressure and deadlines. * Experience in successfully managing time. * Collaborate in teams to produce quality results * A highly organized and friendly professional able to establish long term relationship with clients, co-workers...

Tags for this Online Resume: Quality, Services, Structured Query Language, Business Requirements, Integrate, Inventory, JIRA, Management, Plating, Prime

Financial Specialist - 19 Years of Experience - Near 10305

Summary Results-driven, Financial Operations Specialist with a reputation as a client focused, leader and trainer with extensive operations experience with global financial institutions. Experience in Operational Risk Management, Client/Prime Brokerage Services, Margin, Trade Life-cycle Management from execution to settlement, including fails management, securities lending, and buy-ins.

Ideal Companies: feb -

Tags for this Online Resume: Assessments, Management, Balance, Balance Sheet, Billing, Compliance, Derivatives, Documentation, Equities, Equity

Lawyer - 18 Years of Experience - Near 07030

QUALIFICATIONS SUMMARY * Legal practitioner with extensive experience advising international financial institutions on international financial transactions, regulatory compliance, government affairs and public policy. * Confident, results-oriented professional with a proven record of delivering outstanding client service. Committed to high ethical standards and comfortable working both independently and in a collaborative t...

Tags for this Online Resume: Banking Industry, Bonds, Business Development, Compliance, Data Management, Financial, Financial Services, Futures, capital markets, AML, Anti-money laundering, foreign corrupt practices, broker-dealer, investment funds, private equity, venture capital, investment advisers, private placements, general business law, government affairs, regulatory affairs, legislative affairs, public policy, public affairs, commercial contracts, prime brokerage, Fintech, Privacy and anti-SPAM, securities products, insurance products, special purpose entities, correspondent banking, derivatives, commodity futures and options, securities law, project management, due diligence, document management