Description
Summary Skilled Compliance Officer adept at compliance needs for a Broker Dealer, Investment Advisor and Mutual Fund.
![Right_template4_bottom](/images/templates/colorful/right_template4_bottom.png?1597775387)
Accomplishments
Highlights:
![Left_template4_bottom](/images/templates/colorful/left_template4_bottom.png?1597775387)
Keywords
![Left_template4_bottom](/images/templates/colorful/left_template4_bottom.png?1597775387)
Summary Skilled Compliance Officer adept at compliance needs for a Broker Dealer, Investment Advisor and Mutual Fund.