Qualifications Summary MBA graduate, with a degree in Organizational Leadership and Management, and a bachelor's degree in Finance and Management. More than ten years of increasing levels of responsibility in the financial industry. A dedicated top performer and trustworthy team player, who discretely safeguards the confidentiality of company data, works closely with clients and co-workers to clarify and resolve problems, maintains a sound professional attitude with confidence in personal performance. Exemplary employee, who possesses an outstanding record of achievement with the ability to lead a department to effectiveness and efficiency, demonstrates exceptional written, verbal, organizational, interpersonal, problem solving, and leadership skills. Background includes knowledge of government regulations, compliance, SEC, OFAC, KYC, and Patriot Act requirements regarding Transfer Agency processing. Proven ability to create procedural manuals and reference materials, motivate and train colleagues, research client concerns, and meet goals and objectives.

Highlights:

• Management
• Complaints
• Distribution
• Compliance
• ACH
• Documentation
• Financial
• Accounting
• Acquisitions
• Fund Accounting
• client services
• investor relations
• mutual funds
• client relations
• wealth management services
• investor services
• compliance
• mutual fund processing