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Well-Rounded, Responsive "Real-World" Attorney
Client service-oriented corporate/transactional generalist with expert mastery of SEC laws and regulations and knowledge of multiple areas of law affecting corporate commerce. Demonstrated ability to identify and solve problems in diverse areas and produce desired results.
Lawyer
About Me
Industry: |
Legal Services |
|---|---|
Occupation: |
Lawyer |
Highlights: |
Was solely or primarily responsible for initial and secondary securities registrations for US and Chinese issuers as well as cross-border re-domicile of Canadian company and offshore private equity fund formations. • Structured, documented and closed reverse mergers and share exchanges for US, UK and PRC companies. • Handled London-based global IPO and shelf registrations of convertible debt securities for multinational conglomerate. • Successfully defended a NASDAQ listed issuer against de-listing proceedings following a reverse merger. • Negotiated a consent decree with the SEC on behalf of an out-of-compliance company and worked closely with management to reconstruct corporate history, resulting in regained compliance and avoidance of personal liability to the company’s directors and officers. • Secured new business and letters of praise from clients by uncovering overlooked risks in securities transactions. |
Ideal Companies: |
McKinsey & Co., Booz Allen & Co., Goldman Sachs Group, Kelly Drye & Warren LLP, Phillips Nizer LLP, Ropes & Gray LLP, Rome Blank LLP, Kaye Scholer LLP |
Education level: |
Law Degree |
Will Relocate: |
Yes |
Location: |
New York, NY |
Major Responsibilities
1. Client management - I've been told I'm the first corporate attorney in my firm to make the clients happy.
2. SEC remediation - getting out-of-compliance public companies up to date on their SEC reporting obligations.
Work Experiences
12/2006 - Present
(private)Executive
3/2001 - 2/2002
Dreier LLP
Manager
2/1999 - 3/2001
Phillips Nizer LLP
Manager
2/1993 - 4/1995
Mound Cotton & Wollan
Manager
Education
1984
Law Degree
University of Michigan
- Law
1981
Bachelor Degree
University of Pennsylvania
- History/Psychology
Skills
| Skill | Rating |
|---|---|
| P&L responsibilities |  |
| Presentation | |
| Ecommerce Strategy and digital marketing channels optimization - SEO, SEM, email, affiliates - for high-profile accounts. | |
| Technology Solutions | |
