Occupation:Financial Manager, Branch or Department |
Location:New York, NY |
Education Level:Bachelor |
Will Relocate:YES |
Description
PROFESSIONAL SUMMARY: Financial services professional with comprehensive industry experience. Seeking a role where I can contribute to a successful and growing organization. Strong knowledge of Equities and Options and Fixed Income markets, as well as trading, operations, and compliance. Experienced professional with the ability to provide innovative solutions to senior management.
Work Experience
COMPANY | POSITION HELD | DATES WORKED |
---|---|---|
(Confidential) | Trade Surveillance Analyst Global Compliance Services (Consultant) | 1/2015 - Present |
Jpmorgan | Vice President, Electronic Trading Surveillance Oversight | 1/2006 - 1/2014 |
Broadridge | Director Operations And Head Of Trading | 1/2005 - 1/2006 |
Bank Of America | Principal, Head | 1/1998 - 1/2005 |
Morgan Stanley | Vice President | 1/1992 - 1/1998 |