Description
Summary of Compliance Experience: Experienced Senior AML Analyst/Investigator with 5+ years of experience analyzing KYC packages, performing due diligence, and practicing regulatory guidelines During his time at JPMC, he enhanced due diligence, KYC, KYA and AML standards Ensured customer Identity Management is in compliance by defining the risk control plan, risk assessments evaluation, defining key risk indicators, and engaging with the business partners to ensure clarity Performed Anti-Money Laundering (AML) Operations that mitigates money laundering and terrorist financing risks Researched/reviewed clients documentation for suspicious activities, used enhance due diligence to review complex cases such as corresponding wires from high risk jurisdiction/country, Political exposed person, private corresponding accounts and high risk businesses Conducted research that utilized internal and external public and private databases to compile a portfolio of information Prepared Suspicious Activity Reports in compliance with established regulatory guidelines and time frames Filed SAR with FINCEN and verified if CTR as filed appropriately with IRS after research and investigations Applied CDD, EDD, KYC when appropriate and verified PEP when necessary Software proficiencies include the following: Tools & Software: Quick Books, Simply Accounting, Peachtree Accounting, FSD Application Management portal 3.0, Customer Assist (CA), Contact Manager (CM), IVault, Lexis Nexus, SAR software, IESS software, ESS, Passport, AML Case Management software: Hello and Actimize; MS Office: Word, PowerPoint, Excel, VB 6, Access, Share-point, Outlook; Excellent MS Excel Skills such as Lookups, Macro, Pivot Table, Functions commands etc. Currently pursuing an AML-related certification (e.g., ACAMS and Oracle Database/SQL certification) Expert knowledge of AML and OFAC, CTR, PEP, KYC, CDD regulatory requirements Summary of Accounting and other Experience: Managed and coordinated the different portfolio accounting , recording, preparation and reporting of financial data required for regulatory and management purposes for banking compliance. Provided analysis and interpretation of accounting records and financial statements and calculated the interest rate of bonds, mortgages and loans. Calculated Interest rate, cash-flow and inventories reconciliation using advanced Excel tools Developed and proposed change in accounting policy, procedures and systems supported, and determined accounting practices for assigned functional area that need remediation. Mastery of GAAP, GAAS, IFRS and Other standards as applicable in Accounting and auditing Mastery of due diligence cases for quality to ensure sound decision making and risk assessment Strong analytical and problem solving skills with excellent accounting reconciliation experience Excellent written and verbal communication skills. I have written several SARs reports , Case Statements, Management reports and prepared several financial statements. Strong project management and organizational skills
