Description
Over seventeen years in financial compliance/sales/service environment. Excellent problem solving and communication skills. I am a well-organized, flexible, team player with demonstrated success in working independently or as a key participant in a team environment.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| Registration For Onboarding | Compliance Advisor / Principal Financial | 8/2018 - 2/2019 |
| Lpl Financial | Surveillance Compliance Analyst Senior Compliance Analyst Compliance Analyst Mutual Fund Trade Corrections Specialist | 7/2015 - 8/2018 |
| Genisys Home Loans | Loan Officer | 1/2004 - 1/2005 |
| Wells Fargo Bank | Personal Banker | 1/2002 - 1/2004 |
| E*Trade Securities Inc. | Provide Excellent Customer Service | 1/2000 - 1/2002 |
Education
| SCHOOL | MAJOR | YEAR | DEGREE |
|---|---|---|---|
| California State University Sacramento | & REGISTRATIONS | 1999 | Bachelor Degree |
Accomplishments
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