Description
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| (Confidential) | Vice President, Operations And Client Services | 6/2018 - Present |
| L.P./Sorrento Pacific Financial, Llc | Senior Compliance Analyst | 1/2015 - 6/2018 |
| First Allied Securities Inc. | Vice President, Audit Department | 5/2014 - 1/2015 |
| The Retirement Group Llc | Consultant | 9/2013 - 12/2013 |
| Compliance And Operations Solutions Llc | Owner/Lead Consultant | 1/2013 - 5/2014 |
| Law Office Of David Sean Dufek | Consultant | 1/2013 - 9/2013 |
| Taipei Times | Copy Editor/Page Designer | 8/2000 - 1/2002 |
| Sprott Global Resource Investments Ltd. | Chief Compliance, Operating And Aml Compliance Officer (2003 Aug 2012) | 1/1996 - 1/1999 |
Accomplishments
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