Description
Profile Skilled and dedicated surveillance and compliance specialist with robust experience in traditional and etherium based blockchain financial markets. Eager to showcase exceptional work ethic and proactive instinct to an organization focused on exceeding expectations. #Blockchain, #Etherium, #ICO, #Cryptocurrency, #Crowdfunding, #Regulatory Aware Contract, #White Paper Reviews, #Business Due Diligence * Documented experience in operating under direct supervision of tough regulators when working at the nexus of regulations, surveillance, compliance, business, technology, and trading. * Currently using the experience of working in regulations at 6 different options exchanges to help guide the efforts a cryptocurrency and Initial Coin Offering (ICO) technology company. * Earned trust as a resource for internal and external stakeholders. * Demonstrated proactive instinct for outreach to member firms, broker-dealers, proprietary trading desks, clearing entities, and regulators. * Adept at executive-level operations, compliance and regulatory responsibility for over 500 members and traders and 1,000 member employees, including the direct supervision of a 165-member staff.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| (Confidential) | Ceo And Director / Chief Compliance Officer, Ambisafe And Orderbook | 1/2017 - Present |
| Miami International Holdings (Miax And Pearl) | Consolidated Audit Trail Expert | 1/2011 - 1/2017 |
| Nasdaq Omx Philadelphia Stock Exchange | Options Surveillance And Compliance Consultant Vice President Surveillance | 1/2010 - 1/2010 |
| Details Available Upon Request | Director Of Marketing & Business Development, Etf Project Manager | 1/2007 - 1/2007 |
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