Research driven corporate professional with a track record of mitigating risk exposure through due diligence analysis. Extensive experience acting as a liaison between C-level executives, Boards of Directors, and legal teams, to ensure global activities meet industry and governmental regulatory standards using peer to peer training skills. Proven strategic planning ability with project management and leadership skills.

COMPANY	POSITION HELD	DATES WORKED
Merchants Bank of Indiana	Compliance BSA/AML Specialist	1/2018 - 11/2018
Oxford Financial Group	IT and Compliance Coordinator	10/2015 - 10/2016
BP Products North America	Compliance Account Opening Analyst	7/2009 - 7/2015

Highlights:

Identified gaps in processes that did not fully comply with regulatory requirements and company policy. Served on the Compliance Committee and presented areas of risk and methods for improvement. Actively worked with other departments to implement change.

• Research
• Aml (Macro Lang)
• Management
• Data Quality
• Due Diligence
• Insurance
• Quality
• Quality Assurance
• Distribution
• Legal

Administer monitoring programs within the "Company's" compliance management system to ensure compliance with laws, regulations and rules governing operations and product offerings. Complete annual risk-based compliance monitoring schedule developed by the Chief Compliance Officer and Compliance Committee to ensure compliance with federal and state regulations and bank policy. Monitor and investigate customer accounts for suspicious activity under the Bank’s BSA/AML/OFAC program. Monitor mandatory Compliance Training for the organization as required by regulators