Chad K

Compliance Manager

Chicago, IL

Bachelor

YES

Description

COMPANY	POSITION HELD	DATES WORKED

Banker's Life Securities Inc.	Senior Compliance Analyst Manage Investment Advisory Representatives Such As	6/2018 - 10/2018
Berthel Fisher & Co.	Assistant Chief Compliance Officer	3/2016 - 5/2016
Ameritas Investment Corp.	Manager Ii Suitability And Assurance Senior Supervisory Specialist Administered Supervising Principal Training Sessions Brokerage Operations Trader/Specialist Investment Executive	10/2013 - 1/2014