Description
SKILLS AND AREAS OF EXPERTISE Expertise in institutional equities sales, execution and alpha generation Proven successful developing trust and maintaining positive relationships with a diverse clientele. Supervised the oversight of multiple Compliance groups, while working directly with the Front office. Considerable experience assessing risk and a proven ability to prioritize relevant information. Recognized for proactive trouble-shooting & constructive conflict resolution skills Planning and hands-on supervision of all project management (PMO) and compliance control functions.
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| (Confidential) | Managing Director | 1/2016 - Present |
| Societe Generale Newedge | Coo And Director | 1/2011 - 1/2015 |
| Liquid Capital Securities | Head Of Us | 1/2010 - 1/2011 |
| Clifden Group | Ceo, Cco And President | 1/2000 - 1/2012 |
| Pali Capital Inc | Managing Director | 1/1996 - 1/2010 |
Accomplishments
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