Description
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| Llc Ia | Senior V.P Chief Compliance Officer (Cco) | 1/2007 - 1/2018 |
| Nyfix | Director Of Compliance | 1/2005 - 1/2007 |
| Direct Brokerage Inc | Director Of Compliance | 1/2002 - 1/2004 |
| Sandgrain Securities Inc. | Director Of Compliance | 1/2001 - 1/2002 |
| Midwood Securities Inc. | Director Of Compliance | 1/1996 - 1/2001 |
| Thalmann & Co, Inc. | Director Of Compliance Senior Manager Directing All Compliance, Operational | 1/1991 - 1/1996 |
Accomplishments
Highlights:
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