Occupation:Financial Examiner |
Location:East Islip, NY |
Education Level:Bachelor |
Will Relocate:YES |
Description
Work Experience
| COMPANY | POSITION HELD | DATES WORKED |
|---|---|---|
| (Confidential) | Director Chief Compliance Officer Of Ria | 1/2014 - Present |
| Morgan Stanley | Director Director Of Product Surveillance Private Client Services | 1/2012 - 1/2012 |
| J.P. Morgan Securities Llc. | Executive Director Compliance Director Project Manager | 1/2007 - 1/2014 |
| Goldman Sachs And Co. New York | Mutual Fund Operations Senior Analyst | 1/2000 - 1/2000 |
| Morgan Stanley | Manager, Mutual Fund Operations | 1/2000 - 1/2000 |
| Oppenheimer & Company Inc. | Supervisor, Mutual Fund Operations | 1/2000 - 1/2000 |
| Royce Investment Group | Supervisor, Mutual Fund Operations | 1/2000 - 1/2000 |
Accomplishments
Highlights:
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